PREFERRED FINANCIAL ADVISORS, LLC
CRD #104572 SEC #801-55590 ROCKVILLE, MD 301-838-1940
SEC Registered
Total AUM
$31.2M
Discretionary
$31.2M
Employees
1
Clients
11
Accounts
160
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GELMAN, ARTHUR, MELVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 24, 2012 REGISTERED
Notice Filings (2)
MD VA
Address
401 E. JEFFERSON STREETSUITE 207
ROCKVILLE, MD 20850-2627
United States
Phone: 301-838-1940