BEL AIR INVESTMENT ADVISORS LLC
Legal name: BEL AIR INVESTMENT ADVISORS LLC
CRD #104580 SEC #801-55068 LOS ANGELES, CA 310-229-1500
SEC Registered
Total AUM
$8.1B
Discretionary
$8B
Employees
44
Clients
0
Accounts
1,360
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANHUT, MATTHEW, DWYER | I | GENERAL COUNSEL | NA | Control |
| BROSSEAU, SYLVAIN | I | PRESIDENT | NA | Control |
| BROSSEAU, SYLVAIN | I | PRESIDENT | NA | Control |
| BROSSEAU, SYLVAIN | I | PRESIDENT | NA | Control |
| BROSSEAU, SYLVAIN | I | PRESIDENT | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROTHERS, CRAIG, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| BROWN, KEVIN, T | I | CO-CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, T | I | CO-CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, T | I | CO-CHIEF OPERATING OFFICER | NA | Control |
| DANA, DEBORAH, LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| DANA, DEBORAH, LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| DANA, DEBORAH, LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNBAR, ANDREW, JOSEPH | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EAGLE, JANE, FRANCES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FEILER, WILLIAM, R | I | MANAGING DIRECTOR | NA | Control |
| FEILER, WILLIAM, R | I | MANAGING DIRECTOR | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FLAM, GARY, MATTHEW | I | MANAGING DIRECTOR/MEMBER | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| FREILICH, RICHARD, TODD | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | NA | |
| HALLADAY, REED, E | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, E | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, E | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, E | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, E | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR | NA | Control |
| HALLADAY, REED, ELMO | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| HARRINGTON, PHILIIP, RONALD | I | CHIEF FINANCIAL OFFICER | NA | |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | MANAGING DIRECTOR | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLEY, TYLER, KLAYTON | I | CHIEF OPERATING OFFICER | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| KRASNOFF, DARELL, LEONARD | I | MANAGING DIRECTOR | NA | Control |
| MAYER, CHARLES, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORGAN, THOMAS, SACHS | I | MANAGING DIRECTOR/CO-CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, SACHS | I | MANAGING DIRECTOR/CO-CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, SACHS | I | MANAGING DIRECTOR/CO-CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/TRUSTEE | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/SHAREHOLDER | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/SHAREHOLDER | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/SHAREHOLDER | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/SHAREHOLDER | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR/SHAREHOLDER | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | SR MANAGING DIRECTOR | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CEO/CHAIRMAN | NA | Control |
| MORGAN, TODD, MICHAEL | I | CHAIRMAN | NA | Control |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | NA | |
| NAEHU, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| NAEHU, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| NAEHU, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| PALMER, HELEN, JOY | I | TRUSTEE | NA | |
| POWERS, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| POWERS, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| POWERS, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SADKIN, DAVID | I | PRESIDENT | NA | Control |
| SANCHEZ, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER/CHIEF ADMINISTRATIVE OFFICER | NA | |
| SANCHEZ, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANCHEZ, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER/CHIEF ADMINISTRATIVE OFFICER | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, KATHLEEN, KIRTLAND | I | TRUSTEE | NA | |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SILVERMAN, RONALD, JAY | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| STEPHENSON, JAMES, TRUMAN | I | MANAGING DIRECTOR | NA | Control |
| STEPHENSON, JAMES, TRUMAN | I | MANAGING DIRECTOR | NA | Control |
| STEPHENSON, JAMES, TRUMAN | I | MANAGING DIRECTOR | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | NA | Control |
| WATKINSON, JACK, GEOFFREY | I | CONTROLLER | NA | |
| WATKINSON, JACK, GEOFFREY | I | VICE PRESIDENT/CONTROLLER | NA | |
| WATKINSON, JACK, GEOFFREY | I | CONTROLLER | NA | |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| FIERA US HOLDING INC. | DE | SOLE MEMBER | E | Control |
| HIGHTOWER HOLDING, LLC | DE | HOLDING COMPANY | E | Control |
| STATE STREET BANK & TRUST COMPANY | DE | MAJORITY OWNER | E | Control |
| STATE STREET BANK & TRUST COMPANY | DE | MAJORITY OWNER | E | Control |
| STATE STREET BANK & TRUST COMPANY | DE | MAJORITY OWNER | E | Control |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | C | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | C | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | C | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| DARELL KRASNOFF TRUST | DE | MEMBER | B | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | B | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | B | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| TODD M. MORGAN SEPARATE PROPERTY TRUST | DE | MEMBER | B | |
| HALLADAY 2006 IRREVOCABLE TRUST | DE | MEMBER | A | |
| HALLADAY 2006 IRREVOCABLE TRUST | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | Control |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | Control |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | Control |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY FAMILY TRUST DTD 06/29/95 | DE | MEMBER | A | |
| HALLADAY, CHRISTINE, A.S. | I | TRUSTEE | A | |
| HALLADAY, CHRISTINE, A.S. | I | TRUSTEE | A | |
| HALLADAY, CHRISTINE, A.S. | I | TRUSTEE | A | |
| HALLADAY, CHRISTINE, A.S. | I | TRUSTEE | A | |
| HALLADAY, CHRISTINE, A.S. | I | TRUSTEE | A | |
| HALLADAY, CHRISTINE, ALENE SMITH | I | TRUSTEE | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| JACK SUZAR FAMILY TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| KENNETH NAEHU & CYNTHIA NAEHU TRUST | DE | MEMBER | A | |
| MORGAN 2006 IRREVOCABLE TRUST | DE | MEMBER | A | |
| MORGAN 2006 IRREVOCABLE TRUST | DE | MEMBER | A | |
| MORGAN FAMILY TRUST DTD 05/30/95 | DE | MEMBER | A | Control |
| MORGAN FAMILY TRUST DTD 05/30/95 | DE | MEMBER | A | Control |
| MORGAN FAMILY TRUST DTD 05/30/95 | DE | MEMBER | A | Control |
| MORGAN, CHERI, ELYSE | I | TRUSTEE | A | |
| MORGAN, CHERI, ELYSE | I | TRUSTEE | A | |
| MORGAN, CHERI, ELYSE | I | TRUSTEE | A | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | A | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | A | |
| NAEHU, CYNTHIA, MAYUMI | I | TRUSTEE | A | |
| NAEHU, KENNETH | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| NAEHU, KENNETH | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| NAEHU, KENNETH, NMN | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER TRUST | DE | MEMBER | A | |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| PALMER, ANDREW, DOUGLAS | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| PALMER, HELEN, JOY | I | TRUSTEE | A | |
| PALMER, HELEN, JOY | I | TRUSTEE | A | |
| PALMER, HELEN, JOY | I | TRUSTEE | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| REED HALLADAY IRREVOCABLE CHILDRENS TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SILVERMAN FAMILY TRUST | DE | MEMBER | A | |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| SUZAR, JACK, RAYMOND | I | MANAGING DIRECTOR/TRUSTEE | A | Control |
| TODD M. MORGAN 2001 IRREVOCABLE TRUST | DE | MEMBER | A | |
| TODD M. MORGAN 2001 IRREVOCABLE TRUST | DE | MEMBER | A | |
| TODD M. MORGAN 2001 IRREVOCABLE TRUST | DE | MEMBER | A | |
| TODD M. MORGAN 2001 IRREVOCABLE TRUST | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| FIERA HOLDINGS INC. | FE | FIERA CAPITAL LP | F | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| DESJARDINS, JEAN-GUY | I | FIERA CORPORATION | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CAPITAL CORPORATION | FE | FIERA US HOLDING INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA CORPORATION | FE | FIERA INTERNATIONAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| FIERA INTERNATIONAL INC. | FE | DJM CAPITAL INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| NATIONAL BANK OF CANADA | FE | NATCN INVESTMENT MANAGEMENT INC. | E | Control |
| STATE STREET CORPORATION | DE | STATE STREET BANK AND TRUST COMPANY | E | Control |
| STATE STREET CORPORATION | DE | STATE STREET BANK AND TRUST COMPANY | E | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| ARVESTIA INC. | FE | FIERA CAPITAL LP | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DJM CAPITAL INC. | FE | ARVESTIA INC. | D | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIERA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIERA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL CORPORATION | FE | FIREA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL HOLDING INC. | FE | FIERA HOLDINGS INC. | C | Control |
| DESJARDINS FINANCIAL HOLDING INC. | FE | FIERA HOLDINGS INC. | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| FIERA CAPITAL LP | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| NATCAN INVESTMENT MANAGEMENT | FE | FIERA CAPITAL CORPORATION | C | Control |
| THL HT PARALLEL SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (23)
AZ CA CO CT DE FL HI ID IL IN MA MN NC NH NJ NV NY OK OR TX UT VT WA
Address
1999 AVENUE OF THE STARSSUITE 3200
LOS ANGELES, CA 90067
United States
Phone: 310-229-1500