KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD #104599 SEC #801-24241 LOS ANGELES, CA 310-556-2721
SEC Registered
Total AUM
$45.5B
Discretionary
$45.5B
Employees
119
Clients
251
Accounts
27,435
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 17
- LEI
- 549300W19TN6A5K46H71
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, JOHN, EDWARD | I | MEMBER | NA | |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | NA | |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, R. | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | NA | |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ENGBERG, NANCY, JEAN | I | SECRETARY & COUNSEL | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FLYNN, MARK, STEPHEN | I | GENERAL COUNSEL - VIRTUS INVESTMENT PARTNERS | NA | |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CO- CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FOREMAN, DOUGLAS, STEPHEN | I | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| GERACI, DANIEL, THEODORE | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| GERACI, DANIEL, THEODORE | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| GERACI, DANIEL, THEODORE | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | NA | Control |
| KAYNE, RICHARD, ALAN | I | FOUNDER | NA | |
| KAYNE, RICHARD, ALAN | I | FOUNDER | NA | |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LEE, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MOYER, WILLIAM, RALPH | I | MANAGEMENT COMMITTEE MEMBER | NA | |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | NA | Control |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | DIRECTOR OF COMPLIANCE | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIDDER, JUDITH, MADELON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGING COMMITTEE MEMBER & CHIEF MARKETING OFFICER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE MANAGING DIRECTOR | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE MANAGING DIRECTOR | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE MANAGING DIRECTOR | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE MANAGING DIRECTOR | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER & EXECUTIVE MANAGING DIRECTOR | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RIGALI, STEPHEN, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RUDNICK, ALLAN, MICHAEL | I | MANAGEMENT COMMITTEE CHAIR, CHIEF EXECUTIVE OFFICER, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| RUDNICK, ALLAN, MICHAEL | I | MANAGEMENT COMMITTEE CHAIR, CHIEF EXECUTIVE OFFICER, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| RUDNICK, ALLAN, MICHAEL | I | MANAGEMENT COMMITTEE CHAIR, CHIEF EXECUTIVE OFFICER, PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| RUDNICK, ALLAN, MICHAEL | I | CHAIRMAN | NA | Control |
| SADIS, SHERYL, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SADIS, SHERYL, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SADIS, SHERYL, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SADIS, SHERYL, LEE | I | SENIOR VICE PRESIDENT OF FINANCE AND CONTROLLER | NA | |
| SADIS, SHERYL, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SADIS, SHERYL, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CO- CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARZKOPF, ROBERT, ANTHONY | I | MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SHLADOVSKY, DAVID, JULIUS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOEMAKER, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONE, CRAIG | I | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| STONE, CRAIG | I | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| STONE, CRAIG | I | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| STONE, CRAIG | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| STONE, CRAIG | I | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VANIAN, JEANNINE, GHAZAR | I | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WALTER, RALPH, COLLINS | I | VICE CHAIRMAN | NA | |
| WALTER, RALPH, COLLINS | I | VICE CHAIRMAN | NA | |
| WALTER, RALPH, COLLINS | I | MANAGEMENT COMMITTEE MEMBER, CHIEF OPERATING OFFICER,& TREASURER | NA | Control |
| WALTER, RALPH, COLLINS | I | MANAGEMENT COMMITTEE MEMBER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WAYNE, PAUL | I | MANAGEMENT COMMITTEE MEMBER & CHIEF RESEARCH OFFICER | NA | Control |
| WAYNE, PAUL | I | MANAGEMENT COMMITTEE MEMBER & CHIEF RESEARCH OFFICER | NA | Control |
| WAYNE, PAUL | I | MANAGEMENT COMMITTEE MEMBER & CHIEF RESEARCH OFFICER | NA | Control |
| WAYNE, PAUL | I | MANAGEMENT COMMITTEE MEMBER & CHIEF RESEARCH OFFICER | NA | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DIRECT OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DIRECT OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DIRECT OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DIRECT OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | DIRECT OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | MAJORITY OWNER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | FE | MAJORITY OWNER | D | Control |
| KAYNE, RICHARD, ALAN | I | MANAGEMENT COMMITTEE CO-CHAIR & CHIEF EXECUTIVE OFFICER | C | Control |
| ANDERSON, JOHN, EDWARD | I | MEMBER | B | |
| KAYNE, RICHARD, ALAN | I | MANAGEMENT COMMITTEE CO-CHAIR & CHIEF EXECUTIVE OFFICER | B | Control |
| RUDNICK, ALLAN, MICHAEL | I | MANAGEMENT COMMITTEE CO-CHAIR, PRESIDENT & CHIEF INVESTMENT OFFICER | B | Control |
| RUDNICK, ALLAN, MICHAEL | I | MANAGEMENT COMMITTEE CO-CHAIR, PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | E | |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC | DE | VIRTUS PARTNERS, INC. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY | D |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
2000 AVENUE OF THE STARSSUITE 1110
LOS ANGELES, CA 90067
United States
Phone: 310-556-2721