FDX ADVISORS, INC.
CRD #104601 SEC #801-29775 CHICAGO, IL 312-827-2800
SEC Registered
Total AUM
$926.1M
Discretionary
$926.1M
Employees
20
Clients
--
Accounts
5,003
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGMAN, JUDSON, T | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BERGMAN, JUDSON, T | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BERGMAN, JUDSON, T | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BERGMAN, JUDSON, T | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BERGMAN, JUDSON, T | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BERGMAN, JUDSON, T | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BROWN, TIMOTHY, LEE | I | CFO,SECTY, TREAS | NA | Control |
| BROWN, TIMOTHY, LEE | I | COO | NA | Control |
| BROWN, TIMOTHY, LEE | I | COO | NA | Control |
| BROWN, TIMOTHY, LEE | I | COO | NA | Control |
| BROWN, TIMOTHY, LEE | I | COO | NA | Control |
| BROWN, TIMOTHY, LEE | I | COO | NA | Control |
| BROWN, TIMOTHY, LEE | I | COO | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CAREY, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR, ADVISORY SERVICES | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR, ADVISORY SERVICES | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR, ADVISORY SERVICES | NA | Control |
| CHANDLER, DAVID, ARTHUR | I | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR, ADVISORY SERVICES | NA | Control |
| CHAVEZ, RON, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAVEZ, RON, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAVEZ, RON, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAVEZ, RON, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAVEZ, RON, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAVEZ, RON, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| CRAGER, WILLIAM, C. | I | PRESIDENT | NA | Control |
| CRAGER, WILLIAM, C. | I | PRESIDENT | NA | Control |
| CRAGER, WILLIAM, C. | I | PRESIDENT | NA | Control |
| CRAGER, WILLIAM, C. | I | PRESIDENT | NA | Control |
| CRAGER, WILLIAM, C. | I | PRESIDENT | NA | Control |
| CRAGER, WILLIAM, C. | I | PRESIDENT | NA | Control |
| CRAGER, WILLIAM, C. | I | INTERIM CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLAP, STEVEN, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| EVANS, JILL, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EVANS, KATHRYN, MICHELE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| EVANS, KATHRYN, MICHELE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| EVANS, KATHRYN, MICHELE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| GRINIS, SCOTT, DAVID | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRINIS, SCOTT, DAVID | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRINIS, SCOTT, DAVID | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRINIS, SCOTT, DAVID | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRINIS, SCOTT, DAVID | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER / PRESIDENT / CHIEF INVESTMENT OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSRUD, SHARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERMAN, MARK, ADAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Hofmann, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Hofmann, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARSON, BRADLEY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADEY, RONALD, ELIOT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MAXFIELD, BLAINE, RULON | I | CHIEF OPERATING OFFICER | NA | Control |
| MAXFIELD, BLAINE, RULON | I | CHIEF OPERATING OFFICER | NA | Control |
| MAXFIELD, BLAINE, RULON | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN,PRESIDENT,CEO | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN | NA | Control |
| MAYER, MICHAEL, JAMES | I | CHAIRMAN | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MEHRINGER, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, ADVISORY SERVICES | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | PRESIDENT/CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| MRAK, JOSEPH, N/A | I | CHAIRMAN | NA | Control |
| NICHOLSON, GEORGE, CARL | I | CEO | NA | Control |
| NICHOLSON, GEORGE, CARL | I | CEO | NA | Control |
| NICHOLSON, GEORGE, CARL | I | CEO | NA | Control |
| NICHOLSON, GEORGE, CARL | I | CEO | NA | Control |
| NICHOLSON, GEORGE, CARL | I | CEO | NA | Control |
| NICHOLSON, GEORGE, CARL | I | CEO | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CORPORATE SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CORPORATE SECRETARY | NA | Control |
| RANKIN, SCOTT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RANKIN, SCOTT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, DAVID, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE | I | CFO | NA | Control |
| STENSON, JONELLE, MARIE SCHURR | I | CFO, SECRETARY, TREASURER | NA | Control |
| STENSON, JONELLE, MARIE SCHURR | I | CFO, SECRETARY, TREASURER | NA | Control |
| STENSON, JONELLE, MARIE SCHURR | I | CFO, SECRETARY, TREASURER | NA | Control |
| STENSON, JONELLE, MARIE SCHURR | I | CFO, SECRETARY, TREASURER | NA | Control |
| STENSON, JONELLE, MARIE SCHURR | I | CFO, SECRETARY, TREASURER | NA | Control |
| STENSON, JONELLE, MARIE SCHURR | I | CFO, SECRETARY, TREASURER | NA | Control |
| TAMURA, JERRY, TOSHIO | I | PRESIDENT | NA | Control |
| TAMURA, JERRY, TOSHIO | I | PRESIDENT | NA | Control |
| TAMURA, JERRY, TOSHIO | I | PRESIDENT | NA | Control |
| TAMURA, JERRY, TOSHIO | I | PRESIDENT | NA | Control |
| TAMURA, JERRY, TOSHIO | I | PRESIDENT | NA | Control |
| TAMURA, JERRY, TOSHIO | I | PRESIDENT | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WAYMIRE, JOHN, BRUCE | I | DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | PRESIDENT | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | PRESIDENT | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | COO | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | PRESIDENT, COO | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | PRESIDENT, COO | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | PRESIDENT, COO | NA | Control |
| WINKEL, MICHAEL, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZENTNER, DIANNA, LYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZENTNER, DIANNA, LYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZENTNER, DIANNA, LYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZENTNER, DIANNA, LYN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| LP ADVISORS, INC. | DE | PARENT CORPORATION | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE STOCKHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| M3FN, LLC | DE | SOLE SHAREHOLDER | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
| SUNGARD BUSINESS SYSTEMS INC. | DE | PARENT CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACTUA CORPORATION | FE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | FE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | FE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | FE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | FE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ACTUA CORPORATION | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| BCPE PEQUOD BUYER, INC. | DE | ENVESTNET, INC. | E | Control |
| BCPE PEQUOD BUYER, INC. | DE | ENVESTNET, INC. | E | Control |
| BCPE PEQUOD INTERMEDIATE, LLC | DE | BCPE PEQUOD BUYER, INC. | E | Control |
| BCPE PEQUOD INTERMEDIATE, LLC | DE | BCPE PEQUOD BUYER, INC. | E | Control |
| BCPE PEQUOD PARENT , INC. | DE | BCPE PEQUOD INTERMEDIATE, LLC | E | Control |
| BCPE PEQUOD PARENT , INC. | DE | BCPE PEQUOD INTERMEDIATE, LLC | E | Control |
| BCPE PEQUOD TOPCO, LP | DE | BCPE PEQUOD PARENT , INC. | E | Control |
| BCPE PEQUOD TOPCO, LP | DE | BCPE PEQUOD PARENT , INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| ENVESTNET, INC. | DE | FOLIO DYNAMICS HOLDINGS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | FE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | FE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | FE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | FE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | FE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS HOLDINGS, INC. | DE | FOLIO DYNAMICS, INC. | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| FOLIO DYNAMICS, INC. | DE | M3FN, LLC | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| LONDON PACIFIC GROUP LIMITED | FE | LONDON PACIFIC TECHNOLOGIES, INC. | E | Control |
| SUNGARD CAPITAL CORP | DE | SUNGARD CAPITAL CORP II | E | |
| SUNGARD CAPITAL CORP | DE | SUNGARD CAPITAL CORP II | E | |
| SUNGARD CAPITAL CORP | DE | SUNGARD CAPITAL CORP II | E | |
| SUNGARD CAPITAL CORP | DE | SUNGARD CAPITAL CORP II | E | |
| SUNGARD CAPITAL CORP | DE | SUNGARD CAPITAL CORP II | E | |
| SUNGARD CAPITAL CORP | DE | SUNGARD CAPITAL CORP II | E | |
| SUNGARD CAPITAL CORP II | DE | SUNGARD HOLDING CORP | E | |
| SUNGARD CAPITAL CORP II | DE | SUNGARD HOLDING CORP | E | |
| SUNGARD CAPITAL CORP II | DE | SUNGARD HOLDING CORP | E | |
| SUNGARD CAPITAL CORP II | DE | SUNGARD HOLDING CORP | E | |
| SUNGARD CAPITAL CORP II | DE | SUNGARD HOLDING CORP | E | |
| SUNGARD CAPITAL CORP II | DE | SUNGARD HOLDING CORP | E | |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD DATA SYSTEMS INC. | DE | SUNGARD INVESTMENT VENTURES, INC. | E | Control |
| SUNGARD HOLDCO LLC | DE | SUNGARD DATA SYSTEMS INC. | E | |
| SUNGARD HOLDCO LLC | DE | SUNGARD DATA SYSTEMS INC. | E | |
| SUNGARD HOLDCO LLC | DE | SUNGARD DATA SYSTEMS INC. | E | |
| SUNGARD HOLDCO LLC | DE | SUNGARD DATA SYSTEMS INC. | E | |
| SUNGARD HOLDCO LLC | DE | SUNGARD DATA SYSTEMS INC. | E | |
| SUNGARD HOLDCO LLC | DE | SUNGARD DATA SYSTEMS INC. | E | |
| SUNGARD HOLDING CORP | DE | SUNGARD HOLDCO LLC | E | |
| SUNGARD HOLDING CORP | DE | SUNGARD HOLDCO LLC | E | |
| SUNGARD HOLDING CORP | DE | SUNGARD HOLDCO LLC | E | |
| SUNGARD HOLDING CORP | DE | SUNGARD HOLDCO LLC | E | |
| SUNGARD HOLDING CORP | DE | SUNGARD HOLDCO LLC | E | |
| SUNGARD HOLDING CORP | DE | SUNGARD HOLDCO LLC | E | |
| SUNGARD INVESTMENT VENTURES LLC | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES LLC | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES LLC | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES LLC | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES LLC | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES LLC | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES, INC. | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES, INC. | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| SUNGARD INVESTMENT VENTURES, INC. | DE | SUNGARD BUSINESS SYSTEMS INC. | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| TRUEGER, ARTHUR, IRWIN | I | LONDON PACIFIC GROUP LIMITED | E | Control |
| BCPE PEQUOD INVESTOR, LP | DE | BCPE PEQUOD TOPCO, LP | D | Control |
| BCPE PEQUOD INVESTOR, LP | DE | BCPE PEQUOD TOPCO, LP | D | Control |
| ABS CAPITAL PARTNERS | DE | FOLIO DYNAMICS INC. | C | Control |
| ABS CAPITAL PARTNERS | DE | FOLIO DYNAMICS INC. | C | Control |
| ABS CAPITAL PARTNERS | DE | FOLIO DYNAMICS INC. | C | Control |
| ABS CAPITAL PARTNERS | DE | FOLIO DYNAMICS INC. | C | Control |
| ABS CAPITAL PARTNERS | DE | FOLIO DYNAMICS INC. | C | Control |
| BAIN CAPITAL FUND XIII, L.P. | DE | BCPE PEQUOD INVESTOR, LP | C | |
| BAIN CAPITAL FUND XIII, L.P. | DE | BCPE PEQUOD INVESTOR, LP | C | |
| EDISON VENTURES | DE | FOLIO DYNAMICS, INC. | C | Control |
| EDISON VENTURES | DE | FOLIO DYNAMICS, INC. | C | Control |
| EDISON VENTURES | DE | FOLIO DYNAMICS, INC. | C | Control |
| EDISON VENTURES | DE | FOLIO DYNAMICS, INC. | C | Control |
| EDISON VENTURES | DE | FOLIO DYNAMICS, INC. | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
| NOMINAL LTD ACCT LP OPTION TRUST | FE | LONDON PACIFIC GROUP LIMITED | C | Control |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (50)
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Address
222 N. LASALLE ST., SUITE 625CHICAGO, IL 60601
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Phone: 312-827-2800