RONALD BLUE & CO., LLC
CRD #104605 SEC #801-18423 ROSWELL, GA 770-280-6000
SEC Registered
Total AUM
$5.7B
Discretionary
$5.6B
Employees
275
Clients
--
Accounts
16,212
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREWS, GEORGE, ELDON | I | BOARD OF DIRECTORS | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT | NA | Control |
| BIRLEY, VINCE, LEONARD | I | ELECTED MANAGER | NA | |
| BIRLEY, VINCE, LEONARD | I | ELECTED MANAGER | NA | |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | CSO, EVP ADVISOR SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BIRLEY, VINCE, LEONARD | I | CSO, EVP ADVISOR SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| BIRLEY, VINCE, LEONARD | I | CSO, EVP ADVISOR SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| BIRLEY, VINCE, LEONARD | I | VICE PRESIDENT, ADVISOR SERVICES | NA | Control |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, RONALD, WAYNE | I | OWNER OF CLASS B LLC MEMBERSHIP UNITS | NA | |
| BLUE, WENDEL, KENT | I | TREASURER | NA | |
| BLUE, WENDEL, KENT | I | TREASURER | NA | |
| BLUE, WENDEL, KENT | I | TREASURER | NA | |
| BLUE, WENDEL, KENT | I | TREASURER | NA | |
| BLUE, WENDEL, KENT | I | TREASURER | NA | |
| CARPENTER, ROY, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHINERY, JEFFREY, DOUGLAS | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHRISTENSEN, DON, M | I | BOARD OF DIRECTORS | NA | Control |
| CHRISTENSEN, DON, M | I | BOARD OF DIRECTORS | NA | Control |
| CHRISTENSEN, DON, M | I | BOARD OF DIRECTORS | NA | Control |
| CHRISTENSEN, DON, M | I | BOARD OF DIRECTORS | NA | Control |
| CHRISTENSEN, DON, M | I | EVP PROFESSIONAL ATHLETE DIVISION, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHRISTENSEN, DON, M | I | EXEC. V.P. PAD, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHRISTENSEN, DON, M | I | EVP PROFESSIONAL ATHLETE DIVISION, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHRISTENSEN, DON, M | I | EVP PROFESSIONAL ATHLETE DIVISION, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHRISTENSEN, DON, M | I | EVP PROFESSIONAL ATHLETE DIVISION, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CHRISTENSEN, DON, M | I | EVP PROFESSIONAL ATHLETE DIVISION, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-CEO | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | NA | Control |
| FULMER, PETER, ZACK | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FULMER, PETER, ZACK | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FULMER, PETER, ZACK | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FULMER, PETER, ZACK | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FULMER, PETER, ZACK | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| FULMER, PETER, ZACK | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| GERMANY, CHARLES, LEE | I | V.P. PRACTICE AREAS | NA | Control |
| GERMANY, CHARLES, LEE | I | V.P. PRACTICE AREAS | NA | Control |
| GERMANY, CHARLES, LEE | I | V.P. PRACTICE AREAS | NA | Control |
| GILBERT, GREGORY, SCOTT | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| GILBERT, GREGORY, SCOTT | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| GILBERT, GREGORY, SCOTT | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| GILBERT, GREGORY, SCOTT | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| GILBERT, GREGORY, SCOTT | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| GILBERT, GREGORY, SCOTT | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| HOCEVAR, JOHN | I | BOARD OF DIRECTORS | NA | Control |
| HOCEVAR, JOHN | I | BOARD OF DIRECTORS | NA | Control |
| HOCEVAR, JOHN | I | BOARD OF DIRECTORS | NA | Control |
| HOCEVAR, JOHN | I | BOARD OF DIRECTORS | NA | Control |
| HOCEVAR, JOHN | I | BOARD OF DIRECTORS | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | V.P., MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| HOUSER, C, SCOTT | I | V.P., MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| HOUSER, C, SCOTT | I | V.P., MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| HOUSER, C, SCOTT | I | V.P., MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| HOUSER, C, SCOTT | I | V.P., MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOUSER, C, SCOTT | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HOUSER, C, SCOTT | I | V.P.,CHIEF COMPLIANCE OFFICER | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| IRISH, DEREK, VINCENT | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| IRISH, DEREK, VINCENT | I | MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| IRISH, DEREK, VINCENT | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| IRISH, DEREK, VINCENT | I | SR. PRIVATE WEALTH ADVISOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH | I | V.P. INVESTMENTS | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | V.P. INVESTMENTS, CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | V.P. INVESTMENTS, CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | V.P. INVESTMENTS, CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | V.P. INVESTMENTS, CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | V.P. INVESTMENTS, CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | V.P. INVESTMENTS, CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | SEC. OF LLC, EVP OPERATIONS, CHAIRPERSON-MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | SEC. OF LLC, EVP OPERATIONS, CHAIRPERSON-MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | SEC. OF LLC, EVP OPERATIONS, CHAIRPERSON-MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | EXEC. V.P., CHAIRPERSON OF MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | SEC. OF LLC, EVP OPERATIONS, CHAIRPERSON-MANAGEMENT COMMITTEE | NA | Control |
| KIMERY, DEBORAH, KAY | I | SEC. OF LLC, EVP OPERATIONS, CHAIRPERSON-MANAGEMENT COMMITTEE | NA | Control |
| KLOK, KEVIN, JAY | I | ELECTED MANAGER | NA | |
| KLOK, KEVIN, JAY | I | ELECTED MANAGER | NA | |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KLOPFENSTEIN, AARON, CLEVE | I | MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KORETKE, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KORETKE, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KORETKE, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| KORETKE, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| LARKIN, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| LARKIN, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | |
| MILEY, JOHN, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| MILEY, JOHN, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| MILEY, JOHN, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| MILEY, JOHN, DAVID | I | ELECTED MANAGER | NA | |
| MILEY, JOHN, DAVID | I | ELECTED MANAGER | NA | |
| NOVOTNY, MARK, ARTHUR | I | BOARD OF DIRECTORS | NA | Control |
| NOVOTNY, MARK, ARTHUR | I | BOARD OF DIRECTORS | NA | Control |
| NOVOTNY, MARK, ARTHUR | I | BOARD OF DIRECTORS | NA | Control |
| NOVOTNY, MARK, ARTHUR | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SCHROEDER, RANDALL, EARL | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| SCHROEDER, RANDALL, EARL | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| SCHROEDER, RANDALL, EARL | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| SCHROEDER, RANDALL, EARL | I | ELECTED MANAGER | NA | |
| SCHROEDER, RANDALL, EARL | I | ELECTED MANAGER | NA | |
| SCHROEDER, RANDALL, EARL | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SEARCY, MICHAEL, LEE | I | PRINCIPAL, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CFO, EVP CLIENT SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CFO, EVP CLIENT SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CFO, EVP CLIENT SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | V.P. - CHIEF FINANCIAL OFFICER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CFO, EVP CLIENT SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SHEPLER, BRIAN, LOWELL | I | CFO, EVP CLIENT SERVICES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| STUMBERG, BERT, G. | I | BOARD OF DIRECTORS | NA | Control |
| STUMBERG, BERT, G. | I | BOARD OF DIRECTORS | NA | Control |
| STUMBERG, BERT, G. | I | BOARD OF DIRECTORS | NA | Control |
| STUMBERG, BERT, G. | I | BOARD OF DIRECTORS | NA | Control |
| STUMBERG, BERT, G. | I | BOARD OF DIRECTORS | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MEMBER OF MANAGEMENT COMMITTEE | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| THORNBURGH, HEATHER, LEA | I | CHIEF COMPLIANCE OFFICER, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WALLS, RALPH, GORDON | I | BOARD OF DIRECTORS | NA | Control |
| WALLS, RALPH, GORDON | I | BOARD OF DIRECTORS | NA | Control |
| WALLS, RALPH, GORDON | I | BOARD OF DIRECTORS | NA | Control |
| WALLS, RALPH, GORDON | I | BOARD OF DIRECTORS | NA | Control |
| WALLS, RALPH, GORDON | I | BOARD OF DIRECTORS | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | ELECTED MANAGER | NA | |
| WARREN, PATRICIA, C | I | ELECTED MANAGER | NA | |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VP TEAM RESOURCES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VP TEAM RESOURCES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WARREN, PATRICIA, C | I | VP TEAM RESOURCES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WARREN, PATRICIA, C | I | VICE PRESIDENT HUMAN RESOURCES | NA | Control |
| WARREN, PATRICIA, C | I | VP TEAM RESOURCES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WARREN, PATRICIA, C | I | VP TEAM RESOURCES, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WAUTERLEK, ANTHONY | I | BOARD OF DIRECTORS | NA | Control |
| WILLIAMS, BRUCE, CHARLES | I | BOARD OF DIRECTORS | NA | Control |
| WILLIAMS, BRUCE, CHARLES | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| WILLIAMS, BRUCE, CHARLES | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| WILLIAMS, BRUCE, CHARLES | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| WILLIAMS, BRUCE, CHARLES | I | BOARD OF DIRECTORS | NA | Control |
| WILLIAMS, BRUCE, CHARLES | I | ELECTED MANAGER | NA | |
| WILLIAMS, BRUCE, CHARLES | I | ELECTED MANAGER | NA | |
| WILLIAMS, BRUCE, CHARLES | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WILLIAMS, BRUCE, CHARLES | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WILLIAMS, BRUCE, CHARLES | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WILSON, PAUL, DOUGLAS | I | PRESIDENT/COO | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| WISE, JAMES, DAVID | I | PRINCIPAL, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| BLUE, RONALD, WAYNE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BLUE, RONALD, WAYNE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| RBC INVESTORS, INC. | DE | MEMBER | C | Control |
| STULL, ROGER, CLARENCE | I | MEMBER | C | Control |
| STULL, ROGER, CLARENCE | I | MEMBER | C | Control |
| BLUE, RONALD, WAYNE | I | FOUNDER | B | |
| BLUE, RONALD, WAYNE | I | FOUNDER | B | |
| BLUE, RONALD, WAYNE | I | FOUNDER | B | |
| CARPENTER, ROY, R | I | CHAIRMAN OF THE BOARD | B | Control |
| RBC INVESTORS, INC. | DE | MEMBER | B | Control |
| RBC INVESTORS, INC. | DE | MEMBER | B | Control |
| RBC INVESTORS, INC. | DE | MEMBER | B | Control |
| STULL, ROGER, CLARENCE | I | BOARD OF DIRECTORS | B | Control |
| STULL, ROGER, CLARENCE | I | BOARD OF DIRECTORS | B | Control |
| STULL, ROGER, CLARENCE | I | BOARD OF DIRECTORS | B | Control |
| STULL, ROGER, CLARENCE | I | BOARD OF DIRECTORS | B | Control |
| TUBERGEN, JERRY, L | I | BOARD OF DIRECTORS | B | Control |
| BLUE, RONALD, WAYNE | I | FOUNDER | A | |
| BLUE, RONALD, WAYNE | I | FOUNDER | A | |
| BLUE, RONALD, WAYNE | I | FOUNDER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | FOUNDER | A | |
| BLUE, RONALD, WAYNE | I | FOUNDER | A | |
| BLUE, RONALD, WAYNE | I | FOUNDER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| BLUE, RONALD, WAYNE | I | DIRECT OWNER | A | |
| CARPENTER, ROY, R | I | BOARD OF DIRECTORS | A | Control |
| CARPENTER, ROY, R | I | CHAIRMAN OF THE BOARD | A | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | A | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | A | Control |
| CROSSON, RUSSELL, DALE | I | PRESIDENT-ELECTED MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RDV CORPORATION | DE | RBC INVESTORS, LLC | E | Control |
| RDV CORPORATION | DE | RBC INVESTORS, LLC | E | Control |
| TUBERGEN, JERRY | I | RBC INVESTORS, LLC | C | Control |
| TUBERGEN, JERRY | I | RBC INVESTORS, LLC | C | Control |
Registrations
Federal
IA
Jun 28, 2017 REGISTERED
Notice Filings (49)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
300 COLONIAL CENTER PARKWAYSUITE 300
ROSWELL, GA 30076-8843
United States
Phone: 770-280-6000