AXE-HOUGHTON ASSOCIATES INC
CRD #104613 SEC #801-21166 RYE BROOK, NY 914-933-3200
SEC Registered
Total AUM
$852.6M
Discretionary
$852.6M
Employees
10
Clients
--
Accounts
30
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERZOG, ALAN, BRUCE | I | TREASURER, DIRECTOR | NA | |
| HERZOG, ALAN, BRUCE | I | TREASURER, DIRECTOR | NA | |
| HOENIG, KATHRYN, LEE | I | SECRETARY, DIRECTOR | NA | |
| HOENIG, KATHRYN, LEE | I | SECRETARY, DIRECTOR | NA | |
| KERR, ROBIN | I | EVP, DIRECTOR, SENIOR PM | NA | |
| KERR, ROBIN | I | EVP, DIRECTOR, SENIOR PM | NA | |
| LYNN, SETH | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| LYNN, SETH | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| SAPIRSTEIN, FREDRIC, PAUL | I | DIRECTOR | NA | |
| SAPIRSTEIN, FREDRIC, PAUL | I | DIRECTOR | NA | |
| SPIEGEL, ROBERT | I | DIRECTOR | NA | |
| SPIEGEL, ROBERT | I | DIRECTOR | NA | |
| HOENIG GROUP INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOENIG GROUP INC. | DE | SOLE SHAREHOLDER | E | Control |
Registrations
Federal
IA
Apr 25, 2002 REGISTERED
Notice Filings (7)
CA CT IL NY PA TX VT
Address
4 INTERNATIONAL DRIVERYE BROOK, NY 10573
USA
Phone: 914-933-3200