PENATES CORP
Legal name: OTTO CAPITAL MANAGEMENT
CRD #104615 SEC #801-21649 SCOTTSDALE, AZ 480-473-3344
SEC Registered
Total AUM
$53M
Discretionary
$53M
Employees
5
Clients
10
Accounts
142
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OTTO, ROBERT, RALPH | I | PRESIDENT | E | Control |
| OTTO, ROBERT, RALPH | I | PRESIDENT | E | Control |
| OTTO, ROBERT, RALPH | I | PRESIDENT | E | Control |
| OTTO, ROBERT, RALPH | I | PRESIDENT | E | Control |
| OTTO, ROBERT, RALPH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 13, 2002 REGISTERED
Notice Filings (2)
AZ CA
Address
8787 E. PINNACLE PEAK ROAD, SUITE 210SCOTTSDALE, AZ 85255
USA
Phone: 480-473-3344