EQUUS CAPITAL CORP
CRD #104620 SEC #801-21467 HOUSTON, TX 713-529-0900
SEC Registered
Total AUM
$2.8M
Discretionary
$2.8M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUGLASS, PAULA, TERRY | I | DIRECTOR | NA | |
| DOUGLASS, SAM, PRESTON | I | CHAIRMAN AND CEO | NA | Control |
| DOUGLASS, SAM, PRESTON | I | DIRECTOR | NA | |
| FORBES, GARY, L | I | VICE PRESIDENT | NA | |
| LEHMANN, NOLAN | I | PRESIDENT | NA | Control |
| EQUUS CAPITAL MANAGEMENT CORP | DE | STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EQUUS CORPORATION INTERNATIONAL | DE | EQUUS CAPITAL MANAGEMENT CORPORATION | E | Control |
| DOUGLASS TRUST IV, FBO BROOKE | DE | EQUUS CORPORATION INTERNATIONAL | D | |
| DOUGLASS TRUST IV, FBO PRESTON | DE | EQUUS CORPORATION INTERNATIONAL | D |
Registrations
Federal
IA
Mar 30, 2004 REGISTERED
Notice Filings (1)
TX
Address
2727 ALLEN PARKWAY13TH FLOOR
HOUSTON, TX 77019-9545
USA
Phone: 713-529-0900