RIA Intelligence

AUFMAN ASSOCIATES INC

CRD #104622 SEC #801-19122 SEWICKLEY, PA 724-934-5600
SEC Registered
Total AUM
$863.2M
Discretionary
$863.2M
Employees
7
Clients
101
Accounts
248

Firm Details

Organization Type
Corporation
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUFMAN, EDWARD, BICHIEF OPERATIONS OFFICERNA Control
AUFMAN, EDWARD, BICHIEF OPERATIONS OFFICERNA Control
AUFMAN, EDWARD, BICHIEF OPERATIONS OFFICERNA Control
AUFMAN, EDWARD, BICHIEF OPERATIONS OFFICERNA Control
AUFMAN, EDWARD, BICHIEF OPERATIONS OFFICERNA Control
AUFMAN, EDWARD, BICHIEF OPERATIONS OFFICERNA Control
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA Control
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA Control
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA Control
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA Control
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA Control
GAFFEY, WILLIAM, JICHIEF COMPLIANCE OFFICERNA Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, JICHIEF EXECUTIVE OFFICERE Control
AUFMAN, EDWARD, BIPRESIDENTD Control
AUFMAN, EDWARD, BIPRESIDENTD Control
AUFMAN, EDWARD, BIPRESIDENTD Control
AUFMAN, EDWARD, BIPRESIDENTD Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, JICHAIRMAND Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, BIPRESIDENTC Control
AUFMAN, EDWARD, JICHAIRMANC Control
AUFMAN, EDWARD, JICHAIRMANC Control
AUFMAN, EDWARD, JICHAIRMANC Control
AUFMAN, EDWARD, JICHAIRMANC Control
AUFMAN, EDWARD, JICHAIRMANC Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
AUFMAN, EDWARD, BIPRESIDENTB Control
AUFMAN, EDWARD, BIPRESIDENTB Control
AUFMAN, EDWARD, JICHAIRMANB Control
AUFMAN, EDWARD, JICHAIRMANB Control
AUFMAN, EDWARD, JICHAIRMANB Control
AUFMAN, EDWARD, JICHAIRMANB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
GAFFEY, WILLIAM, JIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (15)

CA FL GA LA MD NC NE NH NJ NY OH PA SC TX VA

Address

2200 GEORGETOWN DRIVE
SUITE 401
SEWICKLEY, PA 15143
United States
Phone: 724-934-5600