SHEA JOHN A INVESTMENT ADVISOR
CRD #104624 SEC #801-16175 CHICAGO, IL 312-663-9320
SEC Registered
Total AUM
$89.2M
Discretionary
$89.2M
Employees
5
Clients
--
Accounts
90
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TSUNODA, ELIZABETH, PAYNE | I | GENERAL PARTNER | NA | |
| TSUNODA, ELIZABETH, PAYNE | I | GENERAL PARTNER | NA | |
| TSUNODA, ELIZABETH, PAYNE | I | GENERAL PARTNER | NA | |
| TSUNODA, ELIZABETH, PAYNE | I | GENERAL PARTNER | NA | |
| TSUNODA, ELIZABETH, PAYNE | I | GENERAL PARTNER | NA | |
| SHEA, JOHN, ANDREW | I | GENERAL PARTNER / CHIEF COMPLIANCE OFFICER | E | Control |
| SHEA, JOHN, ANDREW | I | GENERAL PARTNER / CHIEF COMPLIANCE OFFICER | E | Control |
| SHEA, JOHN, ANDREW | I | GENERAL PARTNER / CHIEF COMPLIANCE OFFICER | E | Control |
| SHEA, JOHN, ANDREW | I | GENERAL PARTNER | E | Control |
| SHEA, JOHN, ANDREW | I | GENERAL PARTNER | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (2)
IL WI
Address
53 W JACKSON BLVDCHICAGO, IL 60604
USA
Phone: 312-663-9320