BALTIMORE WASHINGTON FINANCIAL ADVISORS INC
CRD #104625 SEC #801-27754 COLUMBIA, MD 410-461-3900
SEC Registered Disclosures
Total AUM
$276.9M
Discretionary
$276.7M
Employees
11
Clients
101
Accounts
376
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | D | Control |
| BIRDSONG, RICHARD, SAXON | I | PRESIDENT | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CASSEL, ROBERT, WARREN | I | VICE PRESIDENT | C | Control |
| CASSEL, ROBERT, WARREN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | |
| WILLIAMS, ROBERT, LEE GEORGE | I | PORTFOLIO MANAGER/SHAREHOLDER | B | Control |
Registrations
Federal
IA
Feb 27, 2012 REGISTERED
Notice Filings (9)
CA DC FL MD NC PA TX VA WV
Address
5950 SYMPHONY WOODS ROADSUITE 600
COLUMBIA, MD 21044
United States
Phone: 410-461-3900