HOWE AND RUSLING, INC.
CRD #104627 SEC #801-294 ROCHESTER, NY 585-325-4140
SEC Registered
Total AUM
$2B
Discretionary
$2B
Employees
24
Clients
101
Accounts
3,045
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| ASTHEIMER, STEFAN, KIP | I | VICE PRESIDENT | NA | |
| BENDELAC, ROGER, EMILE | I | DIRECTOR | NA | Control |
| BLEYAERT, JOHN, K | I | CIO AND SENIOR VICE PRESIDENT | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | SENIOR VICE PRESIDENT | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | SENIOR VICE PRESIDENT | NA | Control |
| CARL, STEPHEN, JOSEPH | I | VICE PRESIDENT | NA | |
| CARL, STEPHEN, JOSEPH | I | VICE PRESIDENT | NA | |
| CARL, STEPHEN, JOSEPH | I | VICE PRESIDENT | NA | |
| CARL, STEPHEN, JOSEPH | I | VICE PRESIDENT | NA | |
| CARL, STEPHEN, JOSEPH | I | VICE PRESIDENT | NA | |
| CARL, STEPHEN, JOSEPH | I | VICE PRESIDENT | NA | |
| CONNOR, PHILIP, ROGERHOWARD | I | DIRECTOR | NA | Control |
| HORNER, LARRY, DEAN | I | CO-CHAIR OF THE BOD | NA | Control |
| HORNER, LARRY, DEAN | I | CO-CHAIR OF THE BOD | NA | Control |
| HORNER, LARRY, DEAN | I | CO-CHAIR OF THE BOD | NA | Control |
| HORNER, LARRY, DEAN | I | CO-CHAIR OF THE BOD | NA | Control |
| HORNER, LARRY, DEAN | I | DIRECTOR | NA | Control |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | Control |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KING, SAMUEL, ROSE | I | VICE PRESIDENT | NA | |
| KOPPLER II, DOIT, L. | I | TREASURER | NA | Control |
| KOPPLER II, DOIT, L. | I | TREASURER | NA | Control |
| KOPPLER II, DOIT, L. | I | TREASURER | NA | Control |
| KOPPLER II, DOIT, L. | I | TREASURER | NA | Control |
| KOPPLER II, DOIT, L. | I | TREASURER | NA | Control |
| KOPPLER II, DOIT, L. | I | TREASURER | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LAMBERT, EMILY, THERESE | I | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | NA | Control |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LESTER, BRIAN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| LOW, DIXON, D. | I | DIRECTOR | NA | Control |
| LOW, DIXON, D. | I | DIRECTOR | NA | Control |
| LOW, DIXON, D. | I | DIRECTOR | NA | Control |
| LOW, DIXON, D. | I | DIRECTOR | NA | Control |
| LOW, DIXON, D. | I | DIRECTOR | NA | Control |
| MACINNES, BARBARA, J | I | CORPORATE SECRETARY | NA | Control |
| MACINNES, BARBARA, J | I | CORPORATE SECRETARY | NA | Control |
| MACINNES, BARBARA, J | I | CORPORATE SECRETARY | NA | Control |
| MACINNES, BARBARA, J | I | CORPORATE SECRETARY | NA | Control |
| MACINNES, BARBARA, J | I | CORPORATE SECRETARY | NA | Control |
| MACNAMARA, STEVEN, MICHAEL | I | DIRECTOR OF EQUITIES | NA | |
| MACNAMARA, STEVEN, MICHAEL | I | DIRECTOR OF EQUITIES | NA | |
| MACNAMARA, STEVEN, MICHAEL | I | DIRECTOR OF EQUITIES | NA | |
| MACNAMARA, STEVEN, MICHAEL | I | DIRECTOR OF EQUITIES | NA | |
| MACNAMARA, STEVEN, MICHAEL | I | DIRECTOR OF EQUITIES | NA | |
| PATZIG, ROBERT, M. | I | CO-CHAIR OF THE BOD | NA | Control |
| PEDZICH, MICHELLE, L | I | COMPLIANCE OFFICER | NA | Control |
| PEDZICH, MICHELLE, L | I | COMPLIANCE OFFICER | NA | Control |
| PEDZICH, MICHELLE, L | I | COMPLIANCE OFFICER | NA | Control |
| PEDZICH, MICHELLE, L | I | COMPLIANCE OFFICER | NA | Control |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | Control |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| PROROK, ROBERT, JOSEPH | I | VICE PRESIDENT | NA | |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | CO-CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUSLING, THOMAS, GRISWOLD | I | SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | CO-CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | VP - SENIOR INVESTMENT OFFICER | NA | |
| RUSLING, THOMAS, GRISWOLD | I | CO-CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUSLING, THOMAS, GRISWOLD | I | CO-CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUSLING, THOMAS, GRISWOLD | I | CO-CHAIR OF THE BOARD OF DIRECTORS | NA | Control |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | Control |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RUSSO, VINCENT, A | I | VICE PRESIDENT | NA | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | Control |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | NA | |
| SCHILLER, STEPHEN, M | I | VICE PRESIDENT | NA | |
| SCHILLER, STEPHEN, M | I | VICE PRESIDENT | NA | |
| SCHILLER, STEPHEN, M | I | VICE PRESIDENT | NA | |
| SCHILLER, STEPHEN, M | I | VICE PRESIDENT | NA | |
| SCHILLER, STEPHEN, M | I | VICE PRESIDENT | NA | |
| SCHWINGEL, KATHLEEN, E. | I | VICE PRESIDENT | NA | |
| SCHWINGEL, KATHLEEN, E. | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | NA | |
| SMITH, MARCUS, ELBERT | I | DIRECTOR AND SECRETARY | NA | Control |
| SMITH, MARCUS, ELBERT | I | DIRECTOR | NA | Control |
| SMITH, MARCUS, ELBERT | I | DIRECTOR | NA | Control |
| SMITH, MARCUS, ELBERT | I | DIRECTOR | NA | Control |
| SMITH, MARCUS, ELBERT | I | DIRECTOR | NA | Control |
| SMITH, MARCUS, ELBERT | I | DIRECTOR | NA | Control |
| TRENTACOSTE, JOHN, JOSEPH | I | DIRECTOR OF FIXED INCOME | NA | |
| TRENTACOSTE, JOHN, JOSEPH | I | DIRECTOR OF FIXED INCOME | NA | |
| TRENTACOSTE, JOHN, JOSEPH | I | DIRECTOR OF FIXED INCOME | NA | |
| TRENTACOSTE, JOHN, JOSEPH | I | DIRECTOR OF FIXED INCOME | NA | |
| TRENTACOSTE, JOHN, JOSEPH | I | DIRECTOR OF FIXED INCOME | NA | |
| TRENTACOSTE, JOHN, JOSEPH | I | DIRECTOR OF FIXED INCOME | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WINNEFELD, BRETT, LLOYD | I | VICE PRESIDENT | NA | |
| WOLF, ROBERT, BYRON | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| WOLF, ROBERT, BYRON | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CEO | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| H&R ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| KIRK, RANDAL, J. | I | DIRECTOR | E | Control |
| KIRK, RANDAL, J. | I | DIRECTOR | E | Control |
| KIRK, RANDAL, J. | I | DIRECTOR | E | Control |
| KIRK, RANDAL, J. | I | DIRECTOR | E | Control |
| KIRK, RANDAL, J. | I | DIRECTOR | E | Control |
| KIRK, RANDAL, J. | I | DIRECTOR | E | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| CAIRNS, CRAIG, DOUGLAS | I | PRESIDENT, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | D | Control |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | B | |
| COURNAN, MARTIN, J | I | SHAREHOLDER | A | |
| COURNAN, MARTIN, J | I | SHAREHOLDER | A | |
| COURNAN, MARTIN, J | I | SHAREHOLDER | A | |
| GELKE, KURT | I | SHAREHOLDER | A | |
| GELKE, KURT | I | SHAREHOLDER | A | |
| GELKE, KURT | I | SHAREHOLDER | A | |
| RUSLING, THOMAS, GRISWOLD | I | DIRECTOR, PRESIDENT, CFO | A | Control |
| RUSLING, THOMAS, GRISWOLD | I | DIRECTOR, PRESIDENT, CFO | A | Control |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| RYAN, CASEY, D. | I | VICE PRESIDENT | A | |
| SISSON, MARY, LISA | I | VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAIRNS, ROBERT, B | I | HOWE AND RUSLING, INC. | F | |
| CAIRNS, ROBERT, B | I | HOWE AND RUSLING, INC. | F | |
| CAIRNS, ROBERT, B | I | HOWE AND RUSLING, INC. | F | |
| CAIRNS, ROBERT, B | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| COURNAN, MARTIN, J | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| GELKE, KURT | I | HOWE AND RUSLING, INC. | F | |
| H & R OF ROCHESTER CORP. | DE | H & R ACQUISITON CORP. | E | Control |
| H & R OF ROCHESTER CORP. | DE | H & R ACQUISITON CORP. | E | Control |
| H & R OF ROCHESTER CORP. | DE | H & R ACQUISITON CORP. | E | Control |
| H & R OF ROCHESTER CORP. | DE | H & R ACQUISITON CORP. | E | Control |
| H & R OF ROCHESTER CORP. | DE | H & R ACQUISITON CORP. | E | Control |
| KIRK, RANDAL, J. | I | THIRD SECURITY LLC | E | Control |
| KIRK, RANDAL, J. | I | THIRD SECURITY LLC | E | Control |
| KIRK, RANDAL, J. | I | THIRD SECURITY LLC | E | Control |
| KIRK, RANDAL, J. | I | THIRD SECURITY LLC | E | Control |
| KIRK, RANDAL, J. | I | THIRD SECURITY LLC | E | Control |
| KIRK, RANDAL, J. | I | THIRD SECURITY LLC | E | Control |
| LAIDLAW GLOBAL CORPORATION | DE | H&R ACQUISITION CORP. | E | Control |
| THIRD SECURITY LLC | DE | H&R ACQUISITION CORP. | E | Control |
| THIRD SECURITY LLC | DE | THIRD SECURITY MANAGEMENT CORP. | E | Control |
| THIRD SECURITY LLC | DE | THIRD SECURITY MANAGEMENT CORP. | E | Control |
| THIRD SECURITY LLC | DE | THIRD SECURITY MANAGEMENT CORP. | E | Control |
| THIRD SECURITY LLC | DE | THIRD SECURITY MANAGEMENT CORP. | E | Control |
| THIRD SECURITY LLC | DE | THIRD SECURITY MANAGEMENT CORP. | E | Control |
| THIRD SECURITY MANAGEMENT CORP. | DE | H&R ACQUISITION CORP. | E | Control |
| THIRD SECURITY MANAGEMENT CORP. | DE | H&R ACQUISITION CORP. | E | Control |
| THIRD SECURITY MANAGEMENT CORP. | DE | H&R ACQUISITION CORP. | E | Control |
| THIRD SECURITY MANAGEMENT CORP. | DE | H&R ACQUISITION CORP. | E | Control |
| THIRD SECURITY MANAGEMENT CORP. | DE | H&R ACQUISITION CORP. | E | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (29)
AZ CA CO CT FL GA HI ID IL KY LA MA MD ME MI NC NH NJ NY OH OR PA SC TN TX VA VT WA WI
Address
165 CULVER RDSUITE 100
ROCHESTER, NY 14620
United States
Phone: 585-325-4140