ROSENWALD CAPITAL MANAGEMENT INC
CRD #104630 SEC #801-30438 REDONDO BEACH, CA 310-318-9000
SEC Registered
Total AUM
$186M
Discretionary
$186M
Employees
5
Clients
0
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSENWALD JR., JAMES, B | I | DIRECTOR | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR | NA | |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 21, 2007 REGISTERED
Notice Filings (1)
CA
Address
121 WEST TORRANCE BLVDSUITE 100
REDONDO BEACH, CA 90277
USA
Phone: 310-318-9000