T.H. FITZGERALD & CO. L.L.C.
Legal name: T.H.FITZGERALD & CO., L.L.C.
CRD #104641 SEC #801-12196 NAUGATUCK, CT 203-729-1200
SEC Registered
Total AUM
$9.8M
Discretionary
$9.8M
Employees
2
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEJESUS, SHEILA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEJESUS, SHEILA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEJESUS, SHEILA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOBACK, KATHLEEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, KATHLEEN, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, KATHLEEN, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, KATHLEEN, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
| FITZGERALD, THOMAS, HENRY | I | PRESIDENT/OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DOBACK, KATHLEEN, ANN | I | T.H. FITZGERALD & CO. LLC | F | Control |
| DOBACK, KATHLEEN, ANN | I | T.H. FITZGERALD & CO. LLC | F | Control |
| DOBACK, KATHLEEN, ANN | I | T.H. FITZGERALD & CO. LLC | F | Control |
| DOBACK, KATHLEEN, ANN | I | T.H. FITZGERALD & CO. LLC | F | Control |
Registrations
Federal
IA
Apr 30, 2020 REGISTERED
Notice Filings (3)
CT GA NY
Address
180 CHURCH STREETNAUGATUCK, CT 06770
United States
Phone: 203-729-1200