HOERTKORN RICHARD CHARLES
CRD #104649 SEC #801-8374 KENTFIELD, CA 415-482-8899
SEC Registered
Total AUM
$275.4M
Discretionary
$275.4M
Employees
2
Clients
0
Accounts
235
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROPRIETOR | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
| HOERTKORN, RICHARD, CHARLES | I | SOLE PROP./CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (1)
CA
Address
1112 SIR FRANCIS DRAKE BLVD.KENTFIELD, CA 94904-1419
United States
Phone: 415-482-8899