CLEARARC CAPITAL, INC.
CRD #104650 SEC #801-11184 CINCINNATI, OH 855-362-2227
SEC Registered Private Funds
Total AUM
$3.9B
Discretionary
$3.9B
Employees
12
Clients
--
Accounts
116
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 18, 2019
- Branch Offices
- 0
- LEI
- 549300K4SXC0CLBZHS67
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMATO, DENIS, JAMES | I | DIRECTOR OF VALUE STRATEGIES | NA | Control |
| AMATO, DENIS, JAMES | I | DIRECTOR OF VALUE STRATEGIES | NA | Control |
| AMATO, DENIS, JAMES | I | DIRECTOR OF VALUE STRATEGIES | NA | Control |
| ARNOLD, NEAL, EVERETT | I | DIRECTOR | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR, RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BANKS, ROBERT, PRESLEY | I | DIRECTOR OF RELATIONSHIP MANAGEMENT | NA | Control |
| BELL, CHRISTOPHER, J. | I | CHIEF OPERATIONS OFFICER; TREASURER | NA | Control |
| BELL, CHRISTOPHER, J. | I | PRESIDENT | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | PRESIDENT | NA | Control |
| BELL, CHRISTOPHER, J. | I | PRESIDENT | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, J. | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BELL, CHRISTOPHER, JAMES | I | DIRECTOR | NA | Control |
| BERGHAUSEN, JAMES | I | PRESIDENT | NA | Control |
| BERGHAUSEN, JAMES | I | PRESIDENT | NA | Control |
| BERGHAUSEN, JAMES | I | PRESIDENT | NA | Control |
| CAHN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| CAHN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| CAHN, JAMES, DAVID | I | DIRECTOR | NA | Control |
| COFFEY, HAROLD, JAMES | I | DIRECTOR | NA | Control |
| COFFEY, HAROLD, JAMES | I | DIRECTOR | NA | Control |
| COFFEY, HAROLD, JAMES | I | DIRECTOR | NA | Control |
| COFFEY, HAROLD, JAMES | I | DIRECTOR | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | MANAGING DIRECTOR, SALES | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | MANAGING DIRECTOR, SALES | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | MANAGING DIRECTOR, SALES | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | DIRECTOR, SALES | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | DIRECTOR, SALES | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | DIRECTOR, SALES | NA | Control |
| CONTIS, DIMITRIOS, ARISTOTLE | I | DIRECTOR, SALES | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| COOGAN, GERALD, BRADY | I | DIRECTOR | NA | Control |
| CURTIN, ROBERT, WILLIAM | I | TREASURER/ASST SECRETARY | NA | Control |
| CURTIN, ROBERT, WILLIAM | I | TREASURER/ASST SECRETARY | NA | Control |
| CURTIN, ROBERT, WILLIAM | I | TREASURER/ASST SECRETARY | NA | Control |
| DERSHEM, KEITH, EUGENE | I | DIRECTOR | NA | Control |
| DERSHEM, KEITH, EUGENE | I | DIRECTOR | NA | Control |
| DERSHEM, KEITH, EUGENE | I | DIRECTOR | NA | Control |
| DERSHEM, KEITH, EUGENE | I | DIRECTOR | NA | Control |
| DERSHEM, KEITH, EUGENE | I | DIRECTOR | NA | Control |
| FLOYD, RICHARD, PARIS | I | MANAGING DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | MANAGING DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | MANAGING DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | MANAGING DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | MANAGING DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | MANAGING DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT MANAGEMENT | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FLOYD, RICHARD, PARIS | I | DIRECTOR, CLIENT ADMINISTRATION | NA | Control |
| FOLKER, STEVE | I | DIRECTOR OF GROWTH STRATEGIES | NA | Control |
| FOLKER, STEVE | I | DIRECTOR OF GROWTH STRATEGIES | NA | Control |
| FORD, TIMOTHY, PATRICK | I | DIRECTOR | NA | Control |
| FORD, TIMOTHY, PATRICK | I | MANAGING DIRECTOR, SALES | NA | Control |
| FORD, TIMOTHY, PATRICK | I | DIRECTOR | NA | Control |
| FORD, TIMOTHY, PATRICK | I | DIRECTOR | NA | Control |
| FORD, TIMOTHY, PATRICK | I | DIRECTOR | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MANAGING DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MANAGING DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MANAGING DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MANAGING DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MANAGING DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | MANAGING DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR, TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS; DIRECTOR | NA | Control |
| HEDGER, STEPHEN, SHAWN | I | DIRECTOR OF TRADING AND INVESTMENT OPERATIONS | NA | Control |
| HOLMES, RICHARD, W | I | CHIEF LEGAL OFFICER; SECRETARY | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULLS, DIANE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ILLE, RICHARD, BRIAN | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ILLE, RICHARD, BRIAN | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | MANAGING DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | MANAGING DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | MANAGING DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| ILLE, RICHARD, BRIAN | I | DIRECTOR, PRODUCTS & MARKETING; DIRECTOR | NA | Control |
| JONKE, DAVID, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATING, JOSEPH | I | CHIEF MARKET STRATEGIST/CHIEF FIXED INCOME OFFICER | NA | Control |
| KEATING, MICHAEL, K | I | DIRECTOR | NA | Control |
| KEATING, MICHAEL, K | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| KENNEDY, MICHAEL, FRANCIS | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| LAMB, BRIAN, DARYL | I | DIRECTOR | NA | Control |
| MARTIN, MICHAEL, J. | I | DIRECTOR OF FIXED INCOME/TAX FREE | NA | Control |
| MARTIN, MICHAEL, J. | I | DIRECTOR OF FIXED INCOME/TAX FREE | NA | Control |
| MARTIN, MICHAEL, J. | I | DIRECTOR OF FIXED INCOME/TAX FREE | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER; DIRECTOR | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER; DIRECTOR | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER; DIRECTOR | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER; DIRECTOR | NA | Control |
| MAUTINO, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER; DIRECTOR | NA | Control |
| MEYERS, ALLAN, J. | I | DIRECTOR OF EQUITY STRATEGY/LARGE COMPANY FUND | NA | Control |
| MEYERS, ALLAN, J. | I | DIRECTOR OF EQUITY STRATEGY/LARGE COMPANY FUND | NA | Control |
| MEYERS, ALLAN, J. | I | DIRECTOR OF EQUITY STRATEGY/LARGE COMPANY FUND | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MICHAEL, RALPH, SEEFRED | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MOEDDEL, ROBERT, MICHAEL | I | DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | PRESIDENT; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | DIRECTOR, ESG STRATEGIES; DIRECTOR | NA | Control |
| MULLINS, STEPHEN, GERARD | I | DIRECTOR, ESG STRATEGIES; DIRECTOR | NA | Control |
| OLSON, ROBERTA | I | DIRECTOR FIXED INCOME | NA | Control |
| OLSON, ROBERTA | I | DIRECTOR FIXED INCOME | NA | Control |
| OLSON, ROBERTA | I | DIRECTOR FIXED INCOME | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| REYNOLDS, JONATHAN, WILLIAM | I | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| SCHMITZ, JOHN, BRIEN | I | DIRECTOR OF EQUITY STRATEGY/INCOME GROWTH/INTL | NA | Control |
| SCHMITZ, JOHN, BRIEN | I | DIRECTOR OF EQUITY STRATEGY/INCOME GROWTH/INTL | NA | Control |
| SCHMITZ, JOHN, BRIEN | I | DIRECTOR OF EQUITY STRATEGY/INCOME GROWTH/INTL | NA | Control |
| STAPLEY, MITCHELL, L. | I | DIRECTOR OF FIXED INCOME/TAXABLE | NA | Control |
| STAPLEY, MITCHELL, L. | I | DIRECTOR OF FIXED INCOME/TAXABLE | NA | Control |
| STAPLEY, MITCHELL, L. | I | DIRECTOR OF FIXED INCOME/TAXABLE | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| STAPLEY, MITCHELL, LLOYD | I | CHIEF INVESTMENT OFFICER; DIRECTOR | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF LEGAL OFFICER; SECRETARY | NA | Control |
| THOMAS, STEPHANIE, SCHULZE | I | DIRECTOR | NA | Control |
| THOMAS, STEPHANIE, SCHULZE | I | DIRECTOR | NA | Control |
| THOMAS, STEPHANIE, SCHULZE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| VOGEL-VANDERSON, SUSAN, LYNNE | I | DIRECTOR | NA | Control |
| WIRTZ, EMERSON, KEITH | I | PRESIDENT; CIO; FTAM INVESTMENT COMMITTEE CHAIRMAN | NA | Control |
| WIRTZ, EMERSON, KEITH | I | PRESIDENT; CIO; FTAM INVESTMENT COMMITTEE CHAIRMAN | NA | Control |
| WIRTZ, EMERSON, KEITH | I | PRESIDENT; CIO; FTAM INVESTMENT COMMITTEE CHAIRMAN | NA | Control |
| WIRTZ, EMERSON, KEITH | I | PRESIDENT; CIO; FTAM INVESTMENT COMMITTEE CHAIRMAN | NA | Control |
| WIRTZ, EMERSON, KEITH | I | PRESIDENT; CIO; FTAM INVESTMENT COMMITTEE CHAIRMAN | NA | Control |
| WITHROW, DAVID, LOWELL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| WITHROW, DAVID, LOWELL | I | PRESIDENT; DIRECTOR | NA | Control |
| WITHROW, DAVID, LOWELL | I | PRESIDENT; DIRECTOR | NA | Control |
| WITHROW, DAVID, LOWELL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| WITHROW, DAVID, LOWELL | I | DIRECTOR OF INVESTMENTS | NA | Control |
| WOODARD, KEVIN, SEAN | I | ASSISTANT SECRETARY | NA | Control |
| WOODARD, KEVIN, SEAN | I | ASSISTANT SECRETARY | NA | Control |
| WOODARD, KEVIN, SEAN | I | ASSISTANT SECRETARY | NA | Control |
| FIFTH THIRD BANK | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, AN OHIO BANKING CORPORATION | DE | SHAREHOLDER | E | Control |
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD BANCORP | DE | FIFTH THIRD FINANCIAL CORPORATION | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK, NATIONAL ASSOCIATION | E | Control |
| FIFTH THIRD FINANCIAL CORPORATION | DE | FIFTH THIRD BANK | E | Control |
Registrations
Federal
IA
Nov 18, 2019 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
38 FOUNTAIN SQUARE PLAZA29TH FLOOR
CINCINNATI, OH 45263
United States
Phone: 855-362-2227