MCQUEEN, BALL & ASSOCIATES INC.
CRD #104663 SEC #801-21989 BETHLEHEM, PA 610-954-0400
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
15
Clients
251
Accounts
1,081
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 23, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| POLTER, SCOTT, ERIC | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | E | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| MCQUEEN, JERRY, BLAINE | I | PRESIDENT | D | Control |
| BALL, THOMAS | I | VICE PRESIDENT | B | |
| BALL, THOMAS | I | VICE PRESIDENT | B | |
| BALL, THOMAS, RALPH | I | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | B | |
| BALL, THOMAS, RALPH | I | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | B | |
| BALL, THOMAS, RALPH | I | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | B | |
| BALL, THOMAS, RALPH | I | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | B | |
| Fungard, Todd, Robert | I | ASSOCIATE CHIEF INVESTMENT OFFICER | B | Control |
| Fungard, Todd, Robert | I | ASSOCIATE CHIEF INVESTMENT OFFICER | B | Control |
| Fungard, Todd, Robert | I | CHIEF INVESTMENT OFFICER | B | Control |
| Fungard, Todd, Robert | I | CHIEF INVESTMENT OFFICER | B | Control |
| Fungard, Todd, Robert | I | CHIEF INVESTMENT OFFICER | B | Control |
| Peters, Michael, Jason | I | DIRECTOR | B | Control |
| Peters, Michael, Jason | I | DIRECTOR | B | Control |
| Peters, Michael, Jason | I | DIRECTOR | B | Control |
| Peters, Michael, Jason | I | DIRECTOR | B | Control |
| Peters, Michael, Jason | I | DIRECTOR | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | CHIEF INVESTMENT OFFICER | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | MANAGING DIRECTOR | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | MANAGING DIRECTOR | B | Control |
| SCHULTZ, WILLIAM, JOHN | I | MANAGING DIRECTOR | B | Control |
| LEVIS, JOHN, BRUCE | I | MANAGING DIRECTOR | A | |
| LEVIS, JOHN, BRUCE | I | MANAGING DIRECTOR | A | |
| SCHULTZ, WILLIAM, JOHN | I | MANAGING DIRECTOR | A | Control |
Registrations
Federal
IA
Apr 23, 2019 REGISTERED
Notice Filings (14)
CA CT DE FL IL LA MA NC NJ NY PA SC TX VA
Address
60 W BROAD STREET, SUITE 300BETHLEHEM, PA 18018-5721
United States
Phone: 610-954-0400