HOWARD M. BORRIS & COMPANY, INC.
Legal name: BORRIS NII & COMPANY, INC.
CRD #104709 SEC #801-15184 BEVERLY HILLS, CA 310-358-1800
SEC Registered
Total AUM
$41.7M
Discretionary
$41.7M
Employees
10
Clients
26
Accounts
86
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 20, 2017
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BORRIS, HOWARD, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NII, ROBERT, CLARK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 20, 2017 REGISTERED
Notice Filings (1)
CA
Address
8530 WILSHIRE BLVD STE 200BEVERLY HILLS, CA 90211-3113
United States
Phone: 310-358-1800