RIA Intelligence

RESOURCE CAPITAL ADVISERS INC

CRD #104712 SEC #801-21423 MINNEAPOLIS, MN 612-336-1351
SEC Registered
Total AUM
$110.9M
Discretionary
$110.9M
Employees
10
Clients
0
Accounts
10

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 27, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOREN, ARTHUR, RODNEYIMANAGING DIRECTORNA Control
BOREN, ARTHUR, RODNEYIMANAGING DIRECTORNA Control
BROOKS, CONLEY, JRICHAIRMAN OF THE BOARDNA Control
BROOKS, CONLEY, JRICHAIRMAN OF THE BOARDNA Control
CLYMER, JOHN, ALANICHIEF INVESTMENT OFFICERNA Control
CLYMER, JOHN, ALANICHIEF INVESTMENT OFFICERNA Control
KRONLOKKEN, PAUL, JAMESIVICE PRESIDENT PORTFOLIO MANAGERNA Control
KRONLOKKEN, PAUL, JAMESIVICE PRESIDENT PORTFOLIO MANAGERNA Control
WELCH, EUGENE, THOMASIMANAGING DIRECTORNA Control
WELCH, EUGENE, THOMASIMANAGING DIRECTORNA Control
U.S. TRUST COMPANYDEPARENT OF RESOURCE CAPITAL ADVISERS, INC.E Control
U.S. TRUST COMPANYDEPARENT OF RESOURCE CAPITAL ADVISERS, INC.E Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CHARLES SCHWAB CORPORATIONDEU.S. TRUST CORPORATIONE Control
CHARLES SCHWAB CORPORATIONDEU.S. TRUST CORPORATIONE Control
U.S. TRUST CORPORATIONDEU.S. TRUST COMPANYE Control
U.S. TRUST CORPORATIONDEU.S. TRUST COMPANYE Control

Registrations

Federal

IA
Jul 27, 2001 REGISTERED

Notice Filings (1)

MN

Address

1400 PEAVEY BLDG 730 SECOND AVENUE SOUTH
MINNEAPOLIS, MN 55402-3380
USA
Phone: 612-336-1351