RIA Intelligence

FREEDOM CAPITAL MANAGEMENT CORP

CRD #104717 SEC #801-42 BOSTON, MA 617-725-2300
SEC Registered
Total AUM
$3.4B
Discretionary
$3.3B
Employees
--
Clients
--
Accounts
384

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
OCTOBER
Registration Date
--
Latest Filing
Mar 27, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DODGE, DEXTER, ARTHURICHAIRMAN, CEO AND DIRECTORNA Control
DODGE, DEXTER, ARTHURICHAIRMAN, CEO AND DIRECTORNA Control
FERRIS, LISA, ANNIDIRECTORNA Control
FERRIS, LISA, ANNIDIRECTORNA Control
KERMEEN, DEBORAH, JOYICFONA Control
KERMEEN, DEBORAH, JOYICFONA Control
KERMEEN, DEBORAH, JOYICFONA Control
KLIPPER, KENNETH, SCOTTIDIRECTORNA Control
KLIPPER, KENNETH, SCOTTIDIRECTORNA Control
LEE, MICHAEL, THOMASICOONA Control
LEE, MICHAEL, THOMASIDIRECTOR AND COONA Control
LEE, MICHAEL, THOMASIDIRECTOR AND COONA Control
MARANDETT, PAUL, FRANCISIDIRECTORNA Control
MARANDETT, PAUL, FRANCISIDIRECTORNA Control
PRATT, MARK, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
SPENCER, MICHAEL, MURRAYIDIRECTORNA Control
SPENCER, MICHAEL, MURRAYIDIRECTORNA Control
TAFT, JOHN, GODFREYICEO, DIRECTORNA Control
TAFT, JOHN, GODFREYICEO, DIRECTORNA Control
TAFT, JOHN, GODFREYICEO, DIRECTORNA Control
RBC DAIN RAUSCHER CORP.DEDIRECT OWNERE Control
RBC DAIN RAUSCHER CORP.DEDIRECT OWNERE Control
RBC DAIN RAUSCHER CORP.DEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FREEDOM SECURITIES HOLDING CORPORATIONDEFREEDOM CAPITAL MANAGEMENT CORPORATIONE Control
RBC HOLDINGS (USA) INC.DERBC USA HOLDCO CORP.E Control
RBC HOLDINGS (USA) INC.DERBC USA HOLDCO CORP.E Control
RBC HOLDINGS (USA) INC.DERBC USA HOLDCO CORP.E Control
RBC HOLDINGS (USA) INC.DEDAIN RAUSCHER CORPORATIONE Control
RBC USA HOLDCO CORP.DERBC DAIN RAUSCHER CORP.E Control
RBC USA HOLDCO CORP.DERBC DAIN RAUSCHER CORP.E Control
RBC USA HOLDCO CORP.DERBC DAIN RAUSCHER CORP.E Control
ROYAL BANK OF CANADAFERBC HOLDINGS (USA) INC.E Control
ROYAL BANK OF CANADAFERBC HOLDINGS (USA) INC.E Control
ROYAL BANK OF CANADAFERBC HOLDINGS (USA) INC.E Control
ROYAL BANK OF CANADAFEDAIN RAUSCHER CORPORATIONE Control
TUCKER ANTHONY SUTRODEFREEDOM SECURITIES HOLDING CORPORATIONE Control
EMPLOYEE SHAREHOLDERS (COLLECTIVE)DETUCKER ANTHONY SUTROC

Registrations

Federal

IA
Mar 27, 2002 REGISTERED

Notice Filings (27)

AZ CA CO CT DC FL GA IL IN KS MA MD ME MI MN NC NH NJ NY OR PA RI SC TX VA VT WA

Address

ONE BEACON ST
BOSTON, MA 2108
USA
Phone: 617-725-2300