INVISTA CAPITAL MANAGEMENT LLC
CRD #104722 SEC #801-23020 DES MOINES, IA 515-247-6582
SEC Registered
Total AUM
$23B
Discretionary
$22.9B
Employees
51
Clients
--
Accounts
106
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOW, PAUL, ALEXANDER | I | EXECUTIVE DIRECTOR US EQUITY INVESTMENT | NA | Control |
| FRANCIS, DENNIS, PAUL | I | CHAIRMAN | NA | Control |
| FRANCIS, DENNIS, PAUL | I | CHAIRMAN | NA | Control |
| FRITZ, RHETT, BRANDON | I | DIRECTOR OF TECHNOLOGY | NA | Control |
| FRITZ, RHETT, BRANDON | I | DIRECTOR OF TECHNOLOGY | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR OF MARKETING | NA | Control |
| HIBBS, RICHARD, W | I | EXECUTIVE DIRECTOR OF MARKETING | NA | Control |
| HOWALD, TIM | I | CFO, COO, AND COMPLIANCE OFFICER | NA | Control |
| HOWALD, TIM | I | CFO, COO, AND COMPLIANCE OFFICER | NA | Control |
| OPSAL, SCOTT, DAVIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OPSAL, SCOTT, DAVIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| WOLTJEN, ROLLIN, CLARK | I | PRESIDENT AND CEO | NA | Control |
| WOLTJEN, ROLLIN, CLARK | I | PRESIDENT AND CEO | NA | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
| PRINCIPAL CAPITAL MANAGEMENT LLC | DE | SOLE MEMBER, 100% OWNERSHIP | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | PRINCIPAL CAPITAL MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Address
1900 HUB TOWER699 WALNUT ST
DES MOINES, IA 50309
USA
Phone: 515-247-6582