THOMPSON ROBERT DOULGAS
Legal name: R.D. THOMPSON INVESTMENTS
CRD #104738 SEC #801-21656 SALT LAKE CITY, UT 801-363-1952
SEC Registered
Total AUM
$64.3M
Discretionary
$64.3M
Employees
1
Clients
--
Accounts
14
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THOMPSON, ROBERT | I | OWNER OF SOLE PROPRIETORSHIP | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| THOMPSON, ROBERT, DOUGLAS | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 30, 2012 REGISTERED
Notice Filings (1)
UT
Address
807 EAST SOUTH TEMPLE, SUITE 202SALT LAKE CITY, UT 84102
United States
Phone: 801-363-1952