SAFFORD NICHOLAS H & CO INC
CRD #104740 SEC #801-19482 ROCKPORT, MA 978-546-2462
SEC Registered
Total AUM
$1.9B
Discretionary
$59.3M
Employees
8
Clients
--
Accounts
155
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| Dwyer, William, Parker | I | DIRECTOR OF RESEARCH | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| MALCOLMSON, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| RODRIGUES, JUDITH, MARIA | I | DIRECTOR OF CLIENT OPERATIONS | NA | |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | PRESIDENT, TREASURER, CLERK & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | PRESIDENT, TREASURER, CLERK & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | PRESIDENT, TREASURER, CLERK & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SAFFORD, NICHOLAS, HEATH | I | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| SLOAN, NORTON, QUINCY | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| Safford, Deborah, Porter | I | TREASURER & DIRECTOR | NA | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | VICE PRESIDENT & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | VICE PRESIDENT & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | VICE PRESIDENT & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
| SAFFORD, JOHN, EAST APTHORP | I | PRESIDENT, CEO & DIRECTOR | E | Control |
Registrations
Federal
IA
Jun 30, 2025 REGISTERED
Notice Filings (8)
CA FL MA ME NH NY TX VA
Address
9 CLEAVES STREETROCKPORT, MA 01966-1520
United States
Phone: 978-546-2462