BRAVER WEALTH MANAGEMENT, LLC
CRD #104747 SEC #801-26501 NEEDHAM, MA 617-969-0223
SEC Registered
Total AUM
$875.5M
Discretionary
$777.7M
Employees
21
Clients
101
Accounts
2,609
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| AARON, HARVEY, DANA | I | VICE PRESIDENT | NA | |
| BELLEVUE, KENNETH, GEORGE | I | SENIOR VICE PRESIDENT | NA | |
| BELLEVUE, KENNETH, GEORGE | I | SENIOR VICE PRESIDENT | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | NA | |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| D'AMICO, DAVID, JOSEPH | I | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DAMICO, DAVID, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FONTAINE, DAVID, ALAN | I | CLIENT SERVICE MANAGER | NA | |
| FONTAINE, DAVID, ALAN | I | CLIENT SERVICE MANAGER | NA | |
| FONTAINE, DAVID, ALAN | I | CLIENT SERVICE MANAGER | NA | Control |
| FONTAINE, DAVID, ALAN | I | CLIENT SERVICE MANAGER | NA | Control |
| FONTAINE, DAVID, ALAN | I | CLIENT SERVICE MANAGER | NA | |
| FONTAINE, DAVID, ALAN | I | CLIENT SERVICE MANAGER | NA | Control |
| FONTAINE, DAVID, ALAN | I | RELATIONSHIP MANAGER | NA | |
| FONTAINE, DAVID, ALAN | I | RELATIONSHIP MANAGER | NA | |
| FONTAINE, DAVID, ALAN | I | RELATIONSHIP MANAGER | NA | |
| FONTAINE, DAVID, ALAN | I | RELATIONSHIP MANAGER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| GRIESINGER, ANDREW, PETER | I | CHIEF QUANTITATIVE OFFICER | NA | Control |
| KONETZNY, MARY, KATHRYN | I | CLIENT SERVICES | NA | |
| KONETZNY, MARY, KATHRYN | I | CLIENT SERVICES | NA | |
| KONETZNY, MARY, KATHRYN | I | CLIENT SERVICES | NA | |
| KONETZNY, MARY, KATHRYN | I | RELATIONSHIP MANAGER | NA | |
| KONETZNY, MARY, KATHRYN | I | RELATIONSHIP MANAGER | NA | |
| KONETZNY, MARY, KATHRYN | I | RELATIONSHIP MANAGER | NA | |
| KONETZNY, MARY, KATHRYN | I | RELATIONSHIP MANAGER | NA | |
| LEPSON, ROBERT, DOUGLAS | I | VICE PRESIDENT | NA | |
| LEPSON, ROBERT, DOUGLAS | I | VICE PRESIDENT | NA | |
| LEPSON, ROBERT, DOUGLAS | I | VICE PRESIDENT | NA | |
| LEPSON, ROBERT, DOUGLAS | I | VICE PRESIDENT | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT | NA | Control |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT | NA | Control |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT | NA | Control |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT | NA | Control |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LEVENSON, DEBORAH, H. | I | VICE PRESIDENT - FINANCIAL PLANNING | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR & CLERK | NA | |
| LUDWIG, JOSEPH, BENSON | I | DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | PRESIDENT | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | PRESIDENT | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | PRESIDENT | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | PRESIDENT | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | PRESIDENT | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | PRESIDENT | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JOSEPH, BENSON | I | MANAGER AND MANAGING DIRECTOR | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | NA | Control |
| LUDWIG, JUDITH, DIANE | I | VICE PRESIDENT AND MANAGER | NA | Control |
| MARGOLIS, MARTIN, EDWARD | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| MARGOLIS, MARTIN, EDWARD | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| MARGOLIS, MARTIN, EDWARD | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| MARGOLIS, MARTIN, EDWARD | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| MEAGHER, ELAINE, MARIE | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | DIRECTOR & TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | NA | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | TREASURER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND EVP | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND EVP | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND EVP | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND EVP | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND EVP | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND MANAGER | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PHILBIN, JAMES, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | DIRECTOR | NA | |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | NA | Control |
| RILEY, PATRICK, BERNARD | I | MANAGER | NA | Control |
| SHARP, BRADLEY, KEITH | I | VICE PREDIENT - CLIENT SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PREDIENT - CLIENT SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| SHARP, BRADLEY, KEITH | I | VICE PRESIDENT CLIENT - SERVICES | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TOOLE, CHARLES, MORTON | I | ASST. VICE PRESIDENT - CLIENT SERVICES | NA | |
| TRAUB, DANIEL, JAY | I | PRESIDENT | NA | Control |
| TRAUB, DANIEL, JAY | I | VICE PRESIDENT OF CLIENT SERVICES | NA | Control |
| TRAUB, DANIEL, JAY | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| TRAUB, DANIEL, JAY | I | VICE PRESIDENT - CLIENT SERVICES | NA | Control |
| TRAUB, DANIEL, JAY | I | VICE PRESIDENT - CLIENT SERVICES | NA | Control |
| TRAUB, DANIEL, JAY | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| TRAUB, DANIEL, JAY | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| WELSH, THEODORE, MICHAEL | I | VICE PRESIDENT - HEAD OF DISTRIBUTION & SALES | NA | |
| WELSH, THEODORE, MICHAEL | I | VICE PRESIDENT - HEAD OF DISTRIBUTION & SALES | NA | |
| WELSH, THEODORE, MICHAEL | I | VICE PRESIDENT - HEAD OF DISTRIBUTION & SALES | NA | |
| WELSH, THEODORE, MICHAEL | I | VICE PRESIDENT - HEAD OF DISTRIBUTION & SALES | NA | |
| B&C FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| B&C FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| B&C FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| B&C FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| BRAVER WEALTH MANAGEMENT, INC. | DE | MEMBER | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| LIGHTMAN, RUSSELL, HARRY | I | DIRECTOR | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PELLECCHIA, DENNIS, STEPHEN | I | CO-MANAGING MEMBER AND TREASURER | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| PHILBIN, JAMES, MICHAEL | I | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| STEVENS, CHRISTOPHER, MARK | I | DIRECTOR | B | Control |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| BERENSON, JOEL, HAROLD | I | DIRECTOR | A | |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER AND MANAGING DIRECTOR | A | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER AND MANAGING DIRECTOR | A | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER | A | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER | A | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER | A | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER | A | Control |
| LUDWIG, JOSEPH, BENSON | I | CO-MANAGING MEMBER | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| LUDWIG, JUDITH, DIANE | I | CO-MANAGING MEMBER AND VICE PRESIDENT | A | Control |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A | Control |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A | Control |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A | |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A | |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A | |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A | |
| RILEY, PATRICK, BERNARD | I | CO-MANAGING MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
| TANDEM FINANCIAL SERVICES, INC. | DE | BRAVER WEALTH MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Oct 3, 2016 REGISTERED
Notice Filings (20)
CA CO CT FL GA IN MA MD ME MI NC NH NJ NY OH PA RI TX VA WA
Address
117 KENDRICK STREETSUITE 800
NEEDHAM, MA 02494
United States
Phone: 617-969-0223