EQUUS CAPITAL MANAGEMENT CORP
CRD #104752 SEC #801-21468 HOUSTON, TX (713)529-0900
SEC Registered
Total AUM
$75.7M
Discretionary
$0
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUGLASS, PAULA, TERRY | I | DIRECTOR | NA | |
| DOUGLASS, SAM, PRESTON | I | CHAIRMAN & CEO | NA | Control |
| DOUGLASS, SAM, PRESTON | I | DIRECTOR | NA | |
| FORBES, GARY, L | I | VICE PRESIDENT | NA | |
| LEHMANN, NOLAN | I | PRESIDENT | NA | Control |
| NICODEMUS IV, HARRY, O | I | VICE PRESIDENT | NA | |
| EQUUS CORPORATION INTERNATIONAL | DE | STOCKHOLDER | E | Control |
| 1983 LEHMANN CHILDREN'S TRUST | DE | STOCKHOLDER | B | |
| LEHMANN INVESTMENTS, L.P. | DE | STOCKHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DOUGLASS TRUST IV, FBO BROOKE | DE | EQUUS CORPORATION INTERNATIONAL | D | |
| DOUGLASS TRUST IV, FBO PRESTON | DE | EQUUS CORPORATION INTERNATIONAL | D | |
| TIEL TRUST I - FBO PAULA T. DOUGLASS | DE | EQUUS CORPORATION INTERNATIONAL | D | |
| TIEL TRUST I - FBO SAM P. DOUGLASS | DE | EQUUS CORPORATION INTERNATIONAL | D | |
| LEHMAN, NOLAN | I | LEHMANN INVESTMENTS, L.P. | C | Control |
| LEHMANN, ANNA, JEANNE | I | LEHMANN INVESTMENTS, L.P. | C | |
| LEHMANN, NOLAN | I | LEHMANN INVESTMENTS, L.P. | C |
Registrations
Federal
IA
Mar 31, 2004 REGISTERED
Notice Filings (1)
TX
Address
2727 ALLEN PARKWAY13TH FLOOR
HOUSTON, TX 77019-2120
USA
Phone: (713)529-0900