ALLEGIANCE CAPITAL INC
Legal name: ALEGIANCE CAPITAL INC
CRD #104755 SEC #801-34641 HUNTINGTON BEACH, CA 714-969-0521
SEC Registered
Total AUM
$2.6B
Discretionary
$2.6B
Employees
--
Clients
0
Accounts
2,330
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAWHORTER, STEVE, CHARLES | I | DIRECTOR | C | Control |
| MAWHORTER, WILLIAM, KENNETH | I | CHAIRMAN, CEO, CIO | B | Control |
| PHARES, KURT, THOMAS | I | VICE PRESIDENT | B | Control |
| SOUTHARD, ROBERT, EARL | I | VICE PRESIDENT | B | Control |
| TORLINE, MARK, GREGORY | I | PRESIDENT, COO, TREASURER, SECRETARY, DIRECTOR | B | Control |
| GRUYE, CHARLES, RALPH | I | SHAREHOLDER | A | Control |
Registrations
Federal
IA
Mar 22, 2002 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
300 PACIFIC COAST HWY., STE 305HUNTINGTON BEACH, CA 92648
USA
Phone: 714-969-0521