FABIAN FINANCIAL SERVICES INC
CRD #104758 SEC #801-16074 NEWPORT BEACH, CA 949-852-9800
SEC Registered
Total AUM
$72.3M
Discretionary
$72.3M
Employees
10
Clients
--
Accounts
431
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHARETTE, ROBERT, ALLEN | I | VICE PRESIDENT | NA | Control |
| FOSTER, EDWARD, HOWARD | I | PRESIDENT,CHAIRMAN,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOSTER, EDWARD, HOWARD | I | PRESIDENT,CHAIRMAN,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOSTER, EDWARD, HOWARD | I | PRESIDENT,CHAIRMAN,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOSTER, EDWARD, HOWARD | I | PRESIDENT,CHAIRMAN,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOSTER, EDWARD, HOWARD | I | PRESIDENT/CHAIRMAN BOARD OF DIRECTORS | NA | Control |
| FOSTER, EDWARD, HOWARD | I | PRESIDENT | NA | Control |
| LEVIN, RICHARD, ALAN | I | VICE PRESIDENT | NA | Control |
| LEVIN, RICHARD, ALAN | I | VICE PRESIDENT | NA | Control |
| LEVIN, RICHARD, ALAN | I | VICE PRESIDENT | NA | Control |
| LEVIN, RICHARD, ALAN | I | VICE PRESIDENT | NA | Control |
| LEVIN, RICHARD, ALAN | I | VICE PRESIDENT | NA | Control |
| LEVIN, RICHARD, ALAN | I | VICE PRESIDENT | NA | Control |
| BARNETT, MARY | I | SHAREHOLDER | B | |
| BARNETT, MARY | I | SHAREHOLDER | B | |
| BARNETT, MARY | I | SHAREHOLDER | B | |
| BARNETT, MARY | I | SHAREHOLDER | B | |
| BARNETT, MARY | I | SHAREHOLDER | B | |
| BARNETT, MARY | I | SHAREHOLDER | B | |
| FABIAN, DOUGLAS | I | SHAREHOLDER/VICE PRESIDENT | B | Control |
| FABIAN, DOUGLAS | I | SHAREHOLDER | B | |
| FABIAN, DOUGLAS | I | SHAREHOLDER/VICE PRESIDENT | B | Control |
| FABIAN, DOUGLAS | I | SHAREHOLDER | B | |
| FABIAN, DOUGLAS | I | SHAREHOLDER | B | |
| FABIAN, DOUGLAS, DAVID | I | SHAREHOLDER | B | |
| FABIAN, GARY | I | SHAREHOLDER | B | |
| FABIAN, GARY | I | SHAREHOLDER | B | |
| FABIAN, GARY | I | SHAREHOLDER | B | |
| FABIAN, GARY | I | SHAREHOLDER | B | |
| FABIAN, GARY | I | SHAREHOLDER | B | |
| FABIAN, GARY | I | SHAREHOLDER | B | |
| FABIAN, MARIE, THERESA | I | SHAREHOLDER | B | |
| FABIAN, MARIE, THERESA | I | SHAREHOLDER | B | |
| FABIAN, MARIE, THERESA | I | SHAREHOLDER | B | |
| FABIAN, MARIE, THERESA | I | SHAREHOLDER | B | |
| FABIAN, MARIE, THERESA | I | SHAREHOLDER | B | |
| FABIAN, MARIE, THERESA | I | SEC/TREAS. | B | |
| FABIAN, RICHARD, JOHN | I | SHAREHOLDER | B | |
| FABIAN, RICHARD, JOHN | I | SHAREHOLDER | B | |
| FABIAN, RICHARD, JOHN | I | SHAREHOLDER | B | |
| FABIAN, RICHARD, JOHN | I | SHAREHOLDER | B | |
| FABIAN, RICHARD, JOHN | I | SHAREHOLDER | B | |
| FABIAN, RICHARD, JOHN | I | CHAIRMAN BOARD OF DIRECTORS | B | Control |
| LEVIN, NANCY | I | SEC/TREAS/SHAREHOLDER | B | |
| LEVIN, NANCY | I | SEC/TREAS/SHAREHOLDER | B | |
| LEVIN, NANCY | I | SEC/TREAS/SHAREHOLDER | B | |
| LEVIN, NANCY | I | SEC/TREAS/SHAREHOLDER | B | |
| LEVIN, NANCY | I | SEC/TREAS/SHAREHOLDER | B | |
| LEVIN, NANCY | I | SHAREHOLDER | B |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (35)
AL AZ CA CT FL GA IL IN KS KY LA MA MD MI MN MO MS NC NE NH NJ NM NV NY OH OR PA SC TN TX VA VT WA WI WV
Address
3991 MACARTHUR BLVD., SUITE 400NEWPORT BEACH, CA 92660
USA
Phone: 949-852-9800