HHG & COMPANY, LLC
CRD #104769 SEC #801-28129 DARIEN, CT 203-656-5500
SEC Registered
Total AUM
$1.1B
Discretionary
$1B
Employees
19
Clients
251
Accounts
1,701
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | MEMBER | NA | |
| PENNOYER, LORRAINE, CANAL | I | MEMBER | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | MEMBER | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | MEMBER | NA | |
| PENNOYER, LORRAINE, CANAL | I | VICE PRESIDENT | NA | |
| PENNOYER, LORRAINE, CANAL | I | MEMBER | NA | |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLETON, GEORGE, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GLENNON, PHILIP, NICHOLAS | I | SECRETARY | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | SECRETARY | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | MEMBER | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | MEMBER | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | MEMBER | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | MEMBER | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | MEMBER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | MEMBER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | MEMBER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | MEMBER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | MEMBER | C | Control |
| HIMMELREICH, DAVID, BAKER | I | MEMBER | C | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | C | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | C | Control |
| HYNES, THOMAS, WILLIAM | I | MEMBER | C | Control |
| HYNES, THOMAS, WILLIAM | I | MEMBER | C | Control |
| HYNES, THOMAS, WILLIAM | I | MEMBER | C | Control |
| HYNES, THOMAS, WILLIAM | I | MEMBER | C | Control |
| HYNES, THOMAS, WILLIAM | I | MEMBER | C | Control |
| GLENNON, PHILIP, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | SECRETARY | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| GLENNON, PHILIP, NICHOLAS | I | VICE PRESIDENT | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HIMMELREICH, DAVID, BAKER | I | TREASURER | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| HYNES, THOMAS, WILLIAM | I | PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | MEMBER | B | Control |
| ZOPFI, GERARD, DENNIS | I | MEMBER | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | MEMBER | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | MEMBER | B | Control |
| ZOPFI, GERARD, DENNIS | I | VICE PRESIDENT | B | Control |
| ZOPFI, GERARD, DENNIS | I | MEMBER | B | Control |
Registrations
Federal
IA
Mar 31, 2016 REGISTERED
Notice Filings (18)
AZ CA CO CT FL GA LA MA MD NC NH NJ NY PA SC TX VA VT
Address
23 OLD KINGS HWY SDARIEN, CT 06820-4519
United States
Phone: 203-656-5500