BG ASSOCIATES INC
Legal name: BG ASSOCIATES, INC
CRD #104789 SEC #801-15877 PHOENIX, AZ 602-230-1331
SEC Registered
Total AUM
$283.2M
Discretionary
$270.1M
Employees
10
Clients
26
Accounts
1,181
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DELNOCE, THOMAS, PETER | I | VICE PRESIDENT | NA | |
| DELNOCE, THOMAS, PETER | I | VICE PRESIDENT | NA | |
| FRANK, CHARLES, MITCHELL | I | VICE PRESIDENT | NA | |
| GOLDSWORTHY, ANN, BORADORI | I | SECY/TREAS | NA | |
| GOLDSWORTHY, ANN, BORADORI | I | SECY/TREAS | NA | |
| OCONNOR, JAMES, HARVEY | I | PRESIDENT | E | Control |
| OCONNOR, JAMES, HARVEY | I | PRESIDENT | E | Control |
| OCONNOR, JAMES, HARVEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, TIMOTHY, SCOTT | I | VICE PRESIDENT | B | |
| JONES, TIMOTHY, SCOTT | I | VICE PRESIDENT | B | |
| LEWKOWITZ, HERMAN, KORRICK | I | VICE PRESIDENT | B | |
| LEWKOWITZ, HERMAN, KORRICK | I | VICE PRESIDENT | B |
Registrations
Federal
IA
Jan 21, 2005 REGISTERED
Notice Filings (2)
AZ CA
Address
5050 NORTH 40TH STREET #300PHOENIX, AZ 85018
USA
Phone: 602-230-1331