CLARK CAPITAL MANAGEMENT GROUP INC
CRD #104796 SEC #801-28445 PHILADELPHIA, PA (215) 569-2224
SEC Registered
Total AUM
$30.6B
Discretionary
$30.6B
Employees
151
Clients
--
Accounts
33,985
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
- LEI
- 549300S8H7HQWRDTYJ79
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BINNION, PAUL, FLETCHER | I | DIRECTOR | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, COO | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | CORPORATE SECRETARY, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | NA | Control |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CHALPHIN, GERALD | I | DIRECTOR | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK FAMILY TRUST | DE | HARRY J. CLARK, TRUSTEE | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | PRESIDENT, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | |
| CLARK, BRENDAN, M | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, M | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, HARRY, JOSEPH | I | TRUSTEE | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CIO, DIRECTOR | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, R | I | COO, DIRECTOR | NA | Control |
| CLARK, R | I | COO, DIRECTOR | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| CULLEN, CHRISTOPHER, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | NA | Control |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, A | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | Control |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | Control |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | Control |
| FEATHERMAN, JOHN, ALBERT | I | DIRECTOR | NA | Control |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| FIEBACH, JONATHAN, ALAN | I | DIRECTOR | NA | |
| GORDON, MATT, EDMUND | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| GORDON, MATT, EDMUND | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| GORDON, MATT, EDMUND | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| GORDON, MATT, EDMUND | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR AND CFO | NA | |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | DIRECTOR | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRANT, STEVEN, TAYLOR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MCGARRITY, TIMOTHY, D | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | Control |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | Control |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | Control |
| MILES, RICHARD, DONALD | I | DIRECTOR | NA | Control |
| MULLAN, CONOR, LEIGH | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| MULLAN, CONOR, LEIGH | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| MULLAN, CONOR, LEIGH | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| MULLAN, CONOR, LEIGH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| PAINTER, CHAD, GREGORY | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PAINTER, CHAD, GREGORY | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PAINTER, CHAD, GREGORY | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PAINTER, CHAD, GREGORY | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PAINTER, CHAD, GREGORY | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PATTERSON, MARK, ELDRIDGE | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| PATTERSON, MARK, ELDRIDGE | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| PATTERSON, MARK, ELDRIDGE | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| PATTERSON, MARK, ELDRIDGE | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| PATTERSON, MARK, ELDRIDGE | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| PATTERSON, MARK, ELDRIDGE | I | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | NA | Control |
| PFEIFFER, CRAIG, DAVID | I | DIRECTOR | NA | Control |
| PFEIFFER, CRAIG, DAVID | I | DIRECTOR | NA | Control |
| PFEIFFER, CRAIG, DAVID | I | DIRECTOR | NA | Control |
| RICHARDS, DAVID, GEORGE | I | INTERIM CFO | NA | Control |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | Control |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | Control |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | Control |
| ROTH, RALPH, LAWRENCE | I | DIRECTOR | NA | Control |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | Control |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | Control |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | Control |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | NA | Control |
| SHIMP, MARY, S. | I | DIRECTOR | NA | Control |
| SHIMP, MARY, S. | I | DIRECTOR | NA | Control |
| SHIMP, MARY, S. | I | DIRECTOR | NA | Control |
| SHIMP, MARY, S. | I | DIRECTOR | NA | Control |
| SHIMP, MARY, S. | I | DIRECTOR | NA | Control |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | Control |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SHORE, LOVELL, GEORGE | I | DIRECTOR | NA | |
| SMITH, DAVID, MICHAEL | I | DIRECTOR | NA | Control |
| WARREN, JAMES, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| WARREN, JAMES, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| WARREN, JAMES, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ALFRED, HILGERT | I | DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | COO,CCO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | COO,CCO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIRMAN, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLIAMS, DENISE, CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLIAMS, DENISE, CLARK | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | NA | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | NA | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | E | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | CEO, PRESIDENT, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | D | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | C | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | B | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | B | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | B | Control |
| BITTONE, COLENE, ELIZABETH | I | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | B | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| CLARK, BRENDAN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | B | Control |
| CLARK, HARRY, JOSEPH | I | EXECUTIVE CHAIRMAN, DIRECTOR | B | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | B | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | B | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | B | Control |
| CLARK, KIERAN, SEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | B | Control |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| SCHLARBAUM, GARY, GILBERT | I | SHAREHOLDER | B | |
| VON TWICKLE, CLEMENS, FREIHERR | I | SHAREHOLDER | B | |
| VON TWICKLE, CLEMENS, FREIHERR | I | SHAREHOLDER | B | |
| VON TWICKLE, CLEMENS, FREIHERR | I | SHAREHOLDER | B | |
| VON TWICKLE, CLEMENS, FREIHERR | I | SHAREHOLDER | B | |
| VON TWICKLE, CLEMENS, FREIHERR | I | SHAREHOLDER | B | |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | B | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | B | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | B | Control |
| WILLIAMS, DENISE, CLARK | I | VICE CHAIR | B | Control |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A | |
| SCHLARBAUM, GARY, GILBERT | I | DIRECTOR | A |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (51)
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