THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC
CRD #104798 SEC #801-14599 PORTLAND, OR 503-224-1488
SEC Registered
Total AUM
$291.2M
Discretionary
$291.2M
Employees
4
Clients
--
Accounts
82
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COULTER, JOHN, H. | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| COULTER, JOHN, HARVEY | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| CROW, DAVID, M. | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| CROW, DAVID, MIZE | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| CROW, DAVID, MIZE | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| KRANE, GRETCHEN | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| RUBINSTEIN, RICHARD, ALLAN | I | PRESIDENT, TREASURER & DIRECTOR | D | Control |
| THOMPSON, FAY, LEON | I | CHAIRMAN OF THE BOARD, SECRETARY & DIRECTOR | D | Control |
Registrations
Federal
IA
Feb 26, 2019 REGISTERED
Notice Filings (2)
OR WA
Address
715 SW MORRISON SUITE 604PORTLAND, OR 97205-3102
United States
Phone: 503-224-1488