MILLER SHELDON JOSEPH
Legal name: SHELDON J. MILLER, REGISTERED INVESTMENT ADVISOR
CRD #104807 SEC #801-24443 WICHITA, KS 316-683-5150
SEC Registered
Total AUM
$76.1M
Discretionary
$76.1M
Employees
5
Clients
10
Accounts
58
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MILLER, SHELDON | I | SOLE PROPRIETOR | E | Control |
| MILLER, SHELDON | I | SOLE PROPRIETOR | E | Control |
| MILLER, SHELDON, JOSEPH | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, SHELDON, JOSEPH | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, SHELDON, JOSEPH | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, SHELDON, JOSEPH | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, SHELDON, JOSEPH | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, SHELDON, JOSEPH | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Notice Filings (2)
CA KS
Address
8100 E 22ND ST. NORTH BLD 1900WICHITA, KS 67226-2319
USA
Phone: 316-683-5150