SEATTLE CAPITAL MANAGEMENT CO
Legal name: SEACAP INVESTMENT ADVISORS
CRD #104810 SEC #801-31834 SEATTLE, WA 206-654-0480
SEC Registered
Total AUM
$849.1M
Discretionary
$849.1M
Employees
6
Clients
0
Accounts
698
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| NICHOLS, LAURIE, JO | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER, & SHAREHOLDER | C | Control |
| SCHULTZ, KENNETH | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SCHULTZ, KENNETH | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SCHULTZ, KENNETH | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| SIMMS, JOHN, MALCOLM | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY, ROBERT | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY, ROBERT | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY, ROBERT | I | PRINCIPAL & SHAREHOLDER | C | Control |
| WIESNER, JERRY, ROBERT | I | PRINCIPAL & SHAREHOLDER | C | Control |
| FRAHM, STEPHEN, MARCUS | I | SHAREHOLDER | A | |
| FRAHM, STEPHEN, MARCUS | I | SHAREHOLDER | A | |
| FRAHM, STEPHEN, MARCUS | I | SHAREHOLDER | A | |
| FRAHM, STEPHEN, MARCUS | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 9, 2012 REGISTERED
Notice Filings (22)
AZ CA CO FL HI IA ID IL MA MN MT NE NJ NY OH OR PA SD TN TX WA WI
Address
701 5TH AVE, STE 6710SEATTLE, WA 98104
United States
Phone: 206-654-0480