PHOENIX ASSET MANAGEMENT INC
CRD #104828 SEC #801-27267 ST. LOUIS, MO 314-961-0014
SEC Registered
Total AUM
$88.4M
Discretionary
$88.4M
Employees
1
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAININI, ROBERT, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT | E | Control |
| MAININI, ROBERT, WILLIAM | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
MO
Address
1750 S BRENTWOOD BLVD STE 853STE. 853
ST. LOUIS, MO 63144
United States
Phone: 314-961-0014