RIA Intelligence

CROSS KEYS ASSET MANAGEMENT INC

CRD #104831 SEC #801-28583 BALTIMORE, MD 410-532-2264
SEC Registered
Total AUM
$40.1M
Discretionary
$40.1M
Employees
5
Clients
--
Accounts
12

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BECKER, LAWRENCE, KIDIRECTORNA Control
PEARLSTONE, ESTHER, SIEGELISECRETARY/TREASURERNA Control
PEARLSTONE, ESTHER, SIEGELISECRETARY/TREASURERNA Control
PEARLSTONE, RICHARD, LANDAUICEO, DIRECTORNA Control
PEARLSTONE, RICHARD, LANDAUICEO, DIRECTORNA Control
SACHS, JOANN, DENISEIEXECUTIVE VICE PRESIDENT, DIRECTORNA Control
SACHS, JOANN, DENISEIEXECUTIVE VICE PRESIDENT, DIRECTORNA Control
SACHS, JOHN, ROBERTIPRESIDENT, DIRECTORNA Control
SACHS, JOHN, ROBERTIPRESIDENT, DIRECTORNA Control
ZUCCARRO, ROBERT, STEVENIDIRECTORNA Control
NATIONAL FINANCIAL PARTNERS CORPDESHAREHOLDERE Control
NATIONAL FINANCIAL PARTNERS CORPDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
APOLLO ADVISORS IV LP ("APOLLO ADVISORS")DEAPOLLO FUNDF
APOLLO ADVISORS IV LP ("APOLLO ADVISORS")DEAPOLLO FUNDF
APOLLO CAPITAL MANAGEMENT IV, INC.DEAPOLLO ADVISORSF
APOLLO CAPITAL MANAGEMENT IV, INC.DEAPOLLO ADVISORSF
APOLLO INVESTMENT FUND IV LP ("APOLLO FUND")DENATIONAL FINANCIAL PARTNERS CORPC Control
APOLLO INVESTMENT FUND IV LP ("APOLLO FUND")DENATIONAL FINANCIAL PARTNERS CORPC Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Notice Filings (1)

MD

Address

VILLAGE OF CROSS KEYS
212 VILLAGE SQUARE II
BALTIMORE, MD 21210
USA
Phone: 410-532-2264