MARQUETTE ASSET MANAGEMENT, LLC
Legal name: MARQUETTE ASSET MANAGEMENT
CRD #104833 SEC #801-29112 MINNEAPOLIS, MN 612-661-3770
SEC Registered
Total AUM
$738.1M
Discretionary
$722.6M
Employees
10
Clients
--
Accounts
428
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAHAM, DANA, HARRIS | I | DIRECTOR | NA | Control |
| ABRAHAM, DANA, HARRIS | I | DIRECTOR | NA | Control |
| ABRAHAM, DANA, HARRIS | I | DIRECTOR | NA | Control |
| ABRAHAM, DANA, HARRIS | I | DIRECTOR | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| ANDERSON, BETTY, RENEE | I | SENIOR VICE PRESIDENT, TRUST SERVIVES | NA | Control |
| BEDOSKY, JOHN, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEDOSKY, JOHN, R | I | MANAGING DIRECTOR, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| BEUERLEIN, JOHN, C | I | PRESIDENT,CEO & DIRECTOR | NA | Control |
| BEUERLEIN, JOHN, C | I | PRESIDENT,CEO & DIRECTOR | NA | Control |
| BEUERLEIN, JOHN, C | I | PRESIDENT,CEO & DIRECTOR | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CF0 | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | MANAGING DIRECTOR - CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BEUERLEIN, JOHN, CLARENCE | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BONDS, WILLIAM, E | I | DIRECTOR | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| BROWN, KEVIN, THOMAS | I | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| CARTER, MATTHEW, E | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COLIANNI, ALBERT, JOSEPH | I | DIRECTOR | NA | Control |
| COX, ADAM, D. | I | SENIOR VICE PRESIDENT | NA | Control |
| COX, ADAM, D. | I | SENIOR VICE PRESIDENT | NA | Control |
| COX, ADAM, D. | I | SENIOR VICE PRESIDENT | NA | Control |
| COX, ADAM, D. | I | SENIOR VICE PRESIDENT | NA | Control |
| COX, ADAM, D. | I | SENIOR VICE PRESIDENT | NA | Control |
| DIEDERICH, MICHAEL, JOSEPH | I | DIRECTOR, ELECTED MANAGER | NA | Control |
| DIEDERICH, MICHAEL, JOSEPH | I | DIRECTOR, ELECTED MANAGER | NA | Control |
| DIEDERICH, MICHAEL, JOSEPH | I | DIRECTOR, ELECTED MANAGER | NA | Control |
| DIEDERICH, MICHAEL, JOSEPH | I | DIRECTOR, ELECTED MANAGER | NA | Control |
| EBNER, PHILLIP, EDWARD | I | VICE PRESIDENT - SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR - CLIENT SERVICE & MARKETING | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| FABIE, JOHN, CONRAD | I | MANAGING DIRECTOR, SALES | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVICES; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT, TRUST SERVIVES | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLIKSON, JEAN, KATHRYN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTZLER, MATTHEW, PETER | I | FINANCIAL ANALYST | NA | Control |
| KIM, JAY | I | SECRETARY | NA | Control |
| LANGER, BRUCE, JEFFREY | I | VICE PRESIDENT, INVESTMENTS | NA | Control |
| MANS, ADAM, KELTGEN | I | VICE PRESIDENT - INVESTMENTS | NA | Control |
| MANS, ADAM, KELTGEN | I | VICE PRESIDENT - INVESTMENTS | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MANS, ADAM, KELTGEN | I | VICE PRESIDENT - INVESTMENTS | NA | Control |
| MANS, ADAM, KELTGEN | I | VICE PRESIDENT - INVESTMENTS | NA | Control |
| MANS, ADAM, KELTGEN | I | PRESIDENT | NA | Control |
| MANS, ADAM, KELTGEN | I | PRESIDENT | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MANS, ADAM, KELTGEN | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| MASON, GLEN, O | I | SENIOR VICE PRESIDENT - CLIENT SERVICE & MARKETING | NA | Control |
| MASON, GLEN, O | I | SENIOR VICE PRESIDENT - CLIENT SERVICE & MARKETING | NA | Control |
| MASON, GLEN, O | I | SENIOR VICE PRESIDENT - CLIENT SERVICE & MARKETING | NA | Control |
| MASON, GLEN, O | I | SENIOR VICE PRESIDENT - CLIENT SERVICE & MARKETING | NA | Control |
| MASON, GLEN, O | I | SENIOR VICE PRESIDENT - SALES & MARKETING | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| OZZELLO WILCOX, JANICE, LORRAINE | I | DIRECTOR | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - CLIENT SERVICE & MARKETING | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - CLIENT SERVICE & MARKETING | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - CLIENT SERVICE & MARKETING | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - CLIENT SERVICE & MARKETING | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - SALES & MARKETING | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR AND CE0 | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - SALES & MARKETING | NA | Control |
| POHLAD, JOHN, MICHAEL | I | MANAGING DIRECTOR - SALES & MARKETING | NA | Control |
| REDMOND, ROGER, WILLIAM | I | SENIOR VICE PRESIDENT - INVESTMENTS | NA | Control |
| REDMOND, ROGER, WILLIAM | I | SENIOR VICE PRESIDENT - INVESTMENTS | NA | Control |
| REDMOND, ROGER, WILLIAM | I | SENIOR VICE PRESIDENT - INVESTMENTS | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT - FINANCE (OWNER) | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT - FINANCE (OWNER) | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT - FINANCE (OWNER) | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT - FINANCE (OWNER) | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT - FINANCE (OWNER) | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROGERS, DONNA, KATHLEEN | I | VICE PRESIDENT | NA | Control |
| ROVNER, JAMES, SAMUEL | I | SENIOR VICE PRESIDENT; SENIOR INVESTMENT OFFICER | NA | Control |
| ROVNER, JAMES, SAMUEL | I | SENIOR VICE PRESIDENT - INVESTMENTS | NA | Control |
| ROVNER, JAMES, SAMUEL | I | SENIOR VICE PRESIDENT - INVESTMENTS | NA | Control |
| ROVNER, JAMES, SAMUEL | I | SENIOR VICE PRESIDENT - INVESTMENTS | NA | Control |
| ROVNER, JAMES, SAMUEL | I | SENIOR VICE PRESIDENT; SENIOR INVESTMENT OFFICER | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | SENIOR VICE PRESIDENT, TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| RUBENSTEIN, ROBERT, JAY | I | MANAGING DIRECTOR - CLIENT SERVICE & TRUST SERVICES | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER (OWNER) | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER (OWNER) | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER (OWNER) | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER (OWNER) | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER (OWNER) | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| SCHROM, ROGER, FRANK | I | CONTROLLER | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | SENIOR VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | SENIOR VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | SENIOR VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | SENIOR VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| THOMAS, VALERIE, ANN | I | SENIOR VICE PRESIDENT - CLIENT SERVICE | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | SENIOR VICE PRESIDENT - INVESTMENTS & TRADING | NA | Control |
| VERNIER, CHRISTOPHER, MARCEL | I | MANAGING DIRECTOR - INVESTMENTS & TRADING | NA | Control |
| WEST, LARRY, J. | I | DIRECTOR | NA | Control |
| MARQUETTE BANCSHARES, INC. | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| MARQUETTE FINANCIAL COMPANIES | DE | OWNER | E | Control |
| UMB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| UMB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| UMB FINANCIAL CORPORATION | DE | OWNER | E | Control |
| UMB FINANCIAL CORPORATION | DE | OWNER | E | Control |
Registrations
Federal
IA
Nov 19, 2015 REGISTERED
Notice Filings (11)
AZ CA CO FL KS MN MO OK SD TX WI
Address
60 SOUTH SIXTH STREETSUITE 3900
MINNEAPOLIS, MN 55402
United States
Phone: 612-661-3770