JOHNSON LYNDA ANN
Legal name: MARATHON FINANCIAL ADVISORS
CRD #104835 SEC #801-34772 PACIFIC GROVE, CA 408-828-7942
SEC Registered
Total AUM
$55M
Discretionary
$0
Employees
1
Clients
26
Accounts
120
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON LYNDA ANN | DE | OWNER/ CHIEF COMPIANCE OFFICER | E | Control |
| JOHNSON LYNDA ANN | DE | OWNER/ CHIEF COMPIANCE OFFICER | E | Control |
| JOHNSON LYNDA ANN | DE | OWNER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, LYNDA, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 3, 2012 REGISTERED
Notice Filings (1)
CA
Address
153 17TH ST.PACIFIC GROVE, CA 93950
United States
Phone: 408-828-7942