CAPORASO ALBERT A & ASSOCIATES INC.
Legal name: ALBERT A. CAPORASO & ASSOCIATES, INC.
CRD #104837 SEC #801-33207 WILMINGTON, DE 302-998-9898
SEC Registered
Total AUM
$32.9M
Discretionary
$28.8M
Employees
1
Clients
--
Accounts
37
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CCO | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CCO | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
| CAPORASO, ALBERT, ARTHUR | I | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 25, 2012 REGISTERED
Notice Filings (3)
DE MD PA
Address
1013 CENTRE ROADSUITE 100
WILMINGTON, DE 19805
United States
Phone: 302-998-9898