WALTER & KEENAN WEALTH MANAGEMENT, LLC
Legal name: WALTER KEENAN WEALTH MANAGEMENT
CRD #104838 SEC #801-22367 SOUTH BEND, IN 574-287-5977
SEC Registered
Total AUM
$844.6M
Discretionary
$721M
Employees
6
Clients
1
Accounts
418
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENAN, JAMES, F | I | PRESIDENT/CCO | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT/CCO | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT/CCO | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KEENAN, JAMES, F | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WALTER KEENAN FINANCIAL CONSULTING | DE | OWNER | E | |
| WALTER KEENAN FINANCIAL CONSULTING | DE | OWNER | E | |
| WALTER KEENAN FINANCIAL CONSULTING | DE | OWNER | E | |
| WALTER KEENAN FINANCIAL CONSULTING | DE | OWNER | E | |
| WALTER KEENAN WEALTH MANAGEMENT | DE | OWNER | E | |
| WALTER KEENAN WEALTH MANAGEMENT | DE | OWNER | E | |
| WALTER KEENAN WEALTH MANAGEMENT | DE | OWNER | E | |
| WALTER KEENAN WEALTH MANAGEMENT | DE | OWNER | E | |
| WALTER KEENAN WEALTH MANAGEMENT | DE | OWNER | E | |
| WALTER KEENAN WEALTH MANAGEMENT | DE | OWNER | E | |
| WALTER KEENAN FINANCIAL CONSULTING | DE | OWNER | D | |
| WALTER KEENAN FINANCIAL CONSULTING | DE | OWNER | D | |
| Sawdon, James, Arthur | I | OWNER | C | |
| Sawdon, James, Arthur | I | OWNER | C | |
| WOLFSON, DANIEL, WILLIAM | I | OWNER | C | |
| WOLFSON, DANIEL, WILLIAM | I | OWNER | C | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| Sawdon, James, Arthur | I | OWNER | A | |
| WOLFSON, DANIEL, WILLIAM | I | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KEENAN, JAMES, F | I | WALTER KEENAN WEALTH MANAGEMENT | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN WEALTH MANAGEMENT | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN WEALTH MANAGEMENT | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN WEALTH MANAGEMENT | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN WEALTH MANAGEMENT | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN FINANCIAL CONSULTING | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN WEALTH MANAGEMENT | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN FINANCIAL CONSULTING | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN FINANCIAL CONSULTING | E | |
| KEENAN, JAMES, F | I | WALTER KEENAN FINANCIAL CONSULTING | E |
Registrations
Federal
IA
Oct 17, 2025 REGISTERED
Notice Filings (6)
FL GA IN MI NY TX
Address
202 S. MICHIGAN ST.SUITE 910
SOUTH BEND, IN 46601
United States
Phone: 574-287-5977