CHARLESWORTH & RUGG INC
CRD #104839 SEC #801-15482 WOODLAND HILLS, CA 818-340-0157
SEC Registered
Total AUM
$96.5M
Discretionary
$96.5M
Employees
8
Clients
--
Accounts
123
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMINI, CYRUS, MCDONALD | I | VICE PRESIDENT | NA | |
| AMINI, CYRUS, MCDONALD | I | VICE PRESIDENT | NA | |
| AMINI, CYRUS, MCDONALD | I | VICE PRESIDENT | NA | |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| RUGG, JONATHAN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| STERNBERG, LISA, IRWIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUGG, DONALD, DIX | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 14, 2016 REGISTERED
Notice Filings (2)
CA TX
Address
20750 VENTURA BLVD STE 420WOODLAND HILLS, CA 91364
United States
Phone: 818-340-0157