AXA EQUITABLE LIFE INSURANCE COMPANY
CRD #104845 SEC #801-7000 NEW YORK, NY (212) 554-1234
SEC Registered
Total AUM
$90.1B
Discretionary
$90.1B
Employees
--
Clients
--
Accounts
89
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BYRNE, KEVIN, ROBERT | I | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| BYRNE, KEVIN, ROBERT | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| CALVERT, BRUCE WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| COLLOCH, FRANCOISE | I | DIRECTOR | NA | Control |
| COLLOCH, FRANCOISE | I | DIRECTOR | NA | Control |
| COLLOCH, FRANCOISE | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER - DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DELACROIXDECASTRIES, HENRI | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DILL, CLAUS-MICHAEL | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DIONNE, JOSEPH, LEWIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DZADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & EVP | NA | Control |
| DZADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & EVP | NA | Control |
| DZIADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & SR. EVP | NA | Control |
| DZIADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & SR. EVP | NA | Control |
| DZIADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & SR. EVP | NA | Control |
| DZIADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & SR. EVP | NA | Control |
| DZIADZIO, RICHARD | I | CHIEF FINANCIAL OFFICER & SR. EVP | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FOURTOU, JEAN, RENE | I | DIRECTOR | NA | Control |
| FRANCIS, NORMAN, CHRISTOPHER | I | DIRECTOR | NA | Control |
| FRANCIS, NORMAN, CHRISTOPHER | I | DIRECTOR | NA | Control |
| FRANCIS, NORMAN, CHRISTOPHER | I | DIRECTOR | NA | Control |
| FRANCIS, NORMAN, CHRISTOPHER | I | DIRECTOR | NA | Control |
| FRANCIS, NORMAN, CHRISTOPHER | I | DIRECTOR | NA | Control |
| GARBER, ROBERT, E | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GOINS, CHARLYNN | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GRAVES, JOHN, CLIFFORD | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| GREENE, DONALD, JOHN | I | DIRECTOR | NA | Control |
| HALE, DANNY, LYMAN | I | DIRECTOR | NA | Control |
| HALE, DANNY, LYMAN | I | DIRECTOR | NA | Control |
| HALE, DANNY, LYMAN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMILTON, ANTHONY, JOHN | I | DIRECTOR | NA | Control |
| HAMPTON, JERALD, EUGENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAMPTON, JERALD, EUGENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAMPTON, JERALD, EUGENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAMPTON, JERALD, EUGENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAMPTON, JERALD, EUGENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HAMPTON, JERALD, EUGENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HARTLEY, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HARTLEY, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HARTLEY, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HARTLEY, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HARTLEY, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HASKELL, JOHN, HENRY FARRELL | I | DIRECTOR | NA | Control |
| HASKELL, JOHN, HENRY FARRELL | I | DIRECTOR | NA | Control |
| HASKELL, JOHN, HENRY FARRELL | I | DIRECTOR | NA | Control |
| HASKELL, JOHN, HENRY FARRELL | I | DIRECTOR | NA | Control |
| HASKELL, JOHN, HENRY FARRELL | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HENDERSON, MARY, REGINA | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, F | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, F | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, F | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HIGGINS, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JOHNSON, CHRISTINA, MARIE | I | DIRECTOR | NA | Control |
| JONES, ROBERT, SEYMOUR | I | EXECUTIVE VICE PRESIDENT DIRECTOR | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLAN, DONALD, ROY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUS, PETER, STEVEN | I | DIRECTOR | NA | Control |
| KRAUS, PETER, STEVEN | I | DIRECTOR | NA | Control |
| KRAUS, PETER, STEVEN | I | DIRECTOR | NA | Control |
| KRAUS, PETER, STEVEN | I | DIRECTOR | NA | Control |
| KRAUS, PETER, STEVEN | I | DIRECTOR | NA | Control |
| LEFFERTS, JOHN, MICHAEL | I | EVP & PRESIDENT RETAIL DISTRIBUTION | NA | Control |
| LEFFERTS, JOHN, MICHAEL | I | EVP & PRESIDENT RETAIL DISTRIBUTION | NA | Control |
| LEFFERTS, JOHN, MICHAEL | I | EVP & PRESIDENT RETAIL DISTRIBUTION | NA | Control |
| LOWY, GEORGE, THEODORE | I | DIRECTOR | NA | Control |
| LOWY, GEORGE, THEODORE | I | DIRECTOR | NA | Control |
| LOWY, GEORGE, THEODORE | I | DIRECTOR | NA | Control |
| LOWY, GEORGE, THEODORE | I | DIRECTOR | NA | Control |
| MCMAHON, ANDREW, JOHN | I | PRESIDENT | NA | Control |
| MCMAHON, ANDREW, JOHN | I | INTERIM CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MCMAHON, ANDREW, JOHN | I | PRESIDENT | NA | Control |
| MCMAHON, ANDREW, JOHN | I | PRESIDENT | NA | Control |
| MILLER, EDWARD, DANIEL | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MILLER, SCOTT, DANIELS | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| MOGLIA, JOSEPH, HUGH | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| NORIS, PETER, DANA | I | EVP & CHIEF INVESTMENT OFFICER | NA | Control |
| PEARSON, MARK | I | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PEARSON, MARK | I | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PEARSON, MARK | I | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PINEAUVALENCIENNE, DIDIER | I | DIRECTOR | NA | Control |
| PINEAUVALENCIENNE, DIDIER | I | DIRECTOR | NA | Control |
| RECINE, ANTHONY, FRANK | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | SVP, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | SVP, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | SVP, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | SVP, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | SVP, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RECINE, ANTHONY, FRANK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SELLA, GEORGE, J | I | DIRECTOR | NA | Control |
| SELLA, GEORGE, J | I | DIRECTOR | NA | Control |
| SELLA, GEORGE, J | I | DIRECTOR | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | SR. EVP, CAO & CHIEF LEGAL OFFICER | NA | Control |
| SILVER, RICHARD, VICTOR | I | SR. EVP, CAO & CHIEF LEGAL OFFICER | NA | Control |
| SILVER, RICHARD, VICTOR | I | SR. EVP, CAO & CHIEF LEGAL OFFICER | NA | Control |
| SILVER, RICHARD, VICTOR | I | SR. EVP, CAO & CHIEF LEGAL OFFICER | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | SR. EVP, CAO & CHIEF LEGAL OFFICER | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SILVER, RICHARD, VICTOR | I | EVP & GENERAL COUNSEL | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE A. | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SULEIMAN, EZRA | I | DIRECTOR | NA | Control |
| SUQUET, JOSE, MINO SUAREZ | I | SR. EXEC. VP & CHIEF DISTRIBUTION OFFICER | NA | Control |
| TOBIN, PETER JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | VICE CHAIRMAN, CFO & DIRECTOR | NA | Control |
| VAUGHAN, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| VAUGHAN, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| VAUGHAN, RICHARD, CHARLES | I | DIRECTOR | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | DIRECTOR | NA | Control |
| AXA CLIENT SOLUTIONS, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
| AXA FINANCIAL, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA | FE | AXA FINANCIAL, INC. | E | Control |
| AXA | FE | AXA FINANCIAL, INC. | E | Control |
| AXA | FE | AXA FINANCIAL, INC. | E | Control |
| AXA CLIENT SOLUTIONS, LLC | DE | EQUITABLE | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA CLIENT SOLUTIONS, LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (3)
CA FL NY
Address
1290 AVENUE OF THE AMERICAS11TH FLOOR
NEW YORK, NY 10104
United States
Phone: (212) 554-1234