HAVEN CAPITAL MANAGEMENT LLC
CRD #104874 SEC #801-17701 NEW YORK, NY [212]953-2322
SEC Registered
Total AUM
$99.9M
Discretionary
$91.6M
Employees
10
Clients
0
Accounts
84
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIBSON, MAUREEN, MCNELLIS | I | PRINCIPAL | NA | |
| GIBSON, MAUREEN, MCNELLIS | I | PRINCIPAL | NA | |
| GIBSON, MAUREEN, MCNELLIS | I | PRINCIPAL | NA | |
| GIBSON, MAUREEN, MCNELLIS | I | PRINCIPAL | NA | |
| GIBSON, MAUREEN, MCNELLIS | I | PRINCIPAL | NA | |
| KEATING, JOHN, C | I | PRINCIPAL | NA | |
| KEATING, JOHN, C | I | PRINCIPAL | NA | |
| KEATING, JOHN, C | I | PRINCIPAL | NA | |
| KEATING, JOHN, C | I | PRINCIPAL | NA | |
| SMYTH, THOMAS, FRANCIS | I | PRINCIPAL | NA | |
| SMYTH, THOMAS, FRANCIS | I | PRINCIPAL | NA | |
| SMYTH, THOMAS, FRANCIS | I | PRINCIPAL | NA | |
| SMYTH, THOMAS, FRANCIS | I | PRINCIPAL | NA | |
| HAVEN CAPITAL MANAGEMENT, INC. | DE | CORPORATION | E | Control |
| HAVEN CAPITAL MANAGEMENT, INC. | DE | CORPORATION | E | Control |
| HAVEN CAPITAL MANAGEMENT, INC. | DE | CORPORATION | E | Control |
| HAVEN CAPITAL MANAGEMENT, INC. | DE | CORPORATION | E | Control |
| ELY, STEPHEN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| ELY, STEPHEN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| ELY, STEPHEN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| ELY, STEPHEN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| ELY, STEPHEN | I | DIRECTOR | C | Control |
| TURKO, DENIS, MICHAEL | I | DIRECTOR | C | Control |
| TURKO, DENIS, MICHAEL | I | DIRECTOR | C | Control |
| TURKO, DENIS, MICHAEL | I | DIRECTOR | C | Control |
| TURKO, DENIS, MICHAEL | I | DIRECTOR | C | Control |
| TURKO, DENIS, MICHAEL | I | DIRECTOR | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ELY, STEPHEN | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| ELY, STEPHEN | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| ELY, STEPHEN | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| ELY, STEPHEN | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| TURKO, DENIS, MICHAEL | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| TURKO, DENIS, MICHAEL | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| TURKO, DENIS, MICHAEL | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
| TURKO, DENIS, MICHAEL | I | HAVEN CAPITAL MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
Mar 23, 2009 REGISTERED
Notice Filings (3)
CT NJ NY
Address
655 THIRD AVE 19TH FLOORNEW YORK, NY 10017
United States
Phone: [212]953-2322