DOUGLAS C. LANE & ASSOCIATES, INC.
CRD #104882 SEC #801-47055 NEW YORK, NY 212-262-7670
SEC Registered
Total AUM
$2.3B
Discretionary
$2.2B
Employees
11
Clients
251
Accounts
3,224
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | NA | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | NA | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | NA | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | NA | Control |
| LANE, SHARON, GAY | I | CHIEF OPERATING OFFICER | NA | Control |
| LANE, SHARON, GAY | I | DIRECTOR OF FIN/ADMIN | NA | Control |
| LANE, SHARON, GAY | I | DIRECTOR OF FIN/ADMIN | NA | Control |
| LANE, SHARON, GAY | I | DIRECTOR OF FIN/ADMIN | NA | Control |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| MILIC, MARC, VANCE | I | PRINCIPAL | NA | |
| RAZEWSKI, MICHAEL, S | I | PRINCIPAL | NA | |
| RAZEWSKI, MICHAEL, S | I | PRINCIPAL | NA | |
| RAZEWSKI, MICHAEL, S | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | NA | |
| SETHI, SARAT | I | PRINCIPAL | NA | Control |
| SETHI, SARAT | I | PRINCIPAL | NA | Control |
| SETHI, SARAT | I | PRINCIPAL | NA | Control |
| SINI, JOHN, RALPH | I | PRINCIPAL | NA | Control |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | NA | |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | E | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | E | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | E | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | E | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | E | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | D | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | C | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | C | Control |
| LANE, DOUGLAS, CALDER | I | PRESIDENT, CEO | C | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | B | |
| GAY LANE 2012 IRREVOCABLE TRUST | DE | EQUITY OWNER | B | |
| GAY LANE 2012 IRREVOCABLE TRUST | DE | EQUITY OWNER | B | |
| GAY LANE 2012 IRREVOCABLE TRUST | DE | EQUITY OWNER | B | |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | B | |
| SETHI, SARAT | I | PRINCIPAL | B | |
| SINI, JOHN, RALPH | I | PRINCIPAL | B | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | B | |
| COLUCCI, BARBARA, A | I | PRINCIPAL, CHIEF OPERATIONS OFFICER | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL, MANAGING DIRECTOR | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL, MANAGING DIRECTOR | A | Control |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL | A | |
| DEWEES, EDWARD, DAKIN | I | PRINCIPAL, MANAGING DIRECTOR | A | Control |
| DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | DE | EQUITY OWNER | A | |
| DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | DE | EQUITY OWNER | A | |
| DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | DE | EQUITY OWNER | A | |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | CHIEF OPERATING OFFICER | A | Control |
| LANE, SHARON, GAY | I | CHIEF OPERATING OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| LANE, SHARON, GAY | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF LEGAL OFFICER | A | Control |
| MILIC, MARC, VANCE | I | PRINCIPAL | A | |
| SEGAL, ANDREW, P. | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL, MANAGING DIRECTOR | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL, MANAGING DIRECTOR | A | Control |
| SETHI, SARAT | I | PRINCIPAL | A | |
| SETHI, SARAT | I | PRINCIPAL, MANAGING DIRECTOR | A | Control |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| SINI, JOHN, RALPH | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| VETTO, MATTHEW, LEE | I | PRINCIPAL | A | |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
| WATNER, MICHAEL, LEE | I | PRINCIPAL | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | DE | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | DE | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | DE | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| GAY LANE 2012 IRREVOCABLE TRUST | DE | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| GAY LANE 2012 IRREVOCABLE TRUST | DE | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| GAY LANE 2012 IRREVOCABLE TRUST | DE | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| HANSON, TODD | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| HANSON, TODD | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| HANSON, TODD | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, JOHN | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, JOHN | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, JOHN | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, ROBERT, DAVID | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, ROBERT, DAVID | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, ROBERT, DAVID | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| LANE, SHARON, GAY | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | Control |
| LANE, SHARON, GAY | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | Control |
| LANE, SHARON, GAY | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | Control |
| SEGAL, ANDREW, P. | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| SEGAL, ANDREW, P. | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| SEGAL, ANDREW, P. | I | GAY LANE 2012 IRREVOCABLE TRUST | F | |
| WILDMAN, WESLEY | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| WILDMAN, WESLEY | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F | |
| WILDMAN, WESLEY | I | DOUGLAS C. LANE 2012 IRREVOCABLE TRUST | F |
Registrations
Federal
IA
Oct 9, 2012 REGISTERED
Notice Filings (48)
AK AL AZ CA CO CT DC DE FL GA HI IA ID IL IN KY LA MA MD ME MI MN MO MS MT NC ND NH NJ NM NV NY OH OK OR PA PR RI SC TN TX UT VA VI VT WA WI WV
Address
777 THIRD AVENUE38TH FLOOR
NEW YORK, NY 10017-1307
United States
Phone: 212-262-7670