NEWPORT PACIFIC MANAGEMENT INC
CRD #104886 SEC #801-20520 SAN FRANCISCO, CA 415-591-5300
SEC Registered
Total AUM
$117.9M
Discretionary
$117.9M
Employees
--
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANKS, KEITH, THOMAS | I | DIRECTOR, CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| COUCH, LYNDA, BRUNKER | I | MANAGING DIRECTOR | NA | |
| GILBERT, DEE, ANN | I | COMPLIANCE OFFICER | NA | |
| GRIVAS, SUSAN, LESLIE | I | CHIEF OPERATING OFFICER | NA | |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| LEGALLET, CHRISTOPHER, HAYDEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LOEWENBERG, JEAN, SUSAN | I | SECRETARY | NA | Control |
| MUSSEY, JOHN, MILLER | I | DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | DIRECTOR | NA | Control |
| ROBERTS, CHARLES, ROOKER | I | MANAGING DIRECTOR | NA | |
| SAMORANOS, REYNOLD, C. | I | SVP, FINANCE & ADMINISTRATION | NA | Control |
| SAYLER, ROGER, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, DAVID, RITCHIE | I | MANAGING DIRECTOR | NA | |
| LIBERTY NEWPORT HOLDINGS, LIMITED | DE | DIRECT PARENT OF NEWPORT PACIFIC MANAGEMENT, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY NEWPORT HOLDINGS, LIMITED | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (1)
CA
Address
580 CALIFORNIA ST., STE 1960SAN FRANCISCO, CA 94104
USA
Phone: 415-591-5300