CALDWELL SUTTER CAPITAL, INC.
CRD #10489 SEC #801-66098 SAUSALITO, CA 415-962-2526
SEC Registered Broker-Dealer
Total AUM
$605.7M
Discretionary
$574.7M
Employees
17
Clients
0
Accounts
1,249
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $605.7M | $574.7M | $30.9M | 17 | 0 |
| May 2025 | $571.1M | $539.5M | $31.6M | 20 | 1 |
| Jan 2025 | $571.1M | $539.5M | $31.6M | 20 | 1 |
| Dec 2024 | $571.1M | $539.5M | $31.6M | 20 | 1 |
| Dec 2023 | $488.4M | $451.6M | $36.9M | 23 | 0 |
| Mar 2023 | $299.7M | $269.6M | $30.2M | 19 | 0 |
| Dec 2022 | $299.7M | $269.6M | $30.2M | 19 | 0 |
| Jul 2022 | $306.5M | $245.9M | $60.6M | 19 | 0 |
| Mar 2022 | $306.5M | $245.9M | $60.6M | 19 | 0 |
| Feb 2022 | $306.5M | $245.9M | $60.6M | 19 | 0 |
| Jan 2022 | $306.5M | $245.9M | $60.6M | 19 | 0 |
| Dec 2021 | $306.5M | $245.9M | $60.6M | 19 | 0 |
| Jul 2021 | $235.2M | $181.6M | $53.6M | 19 | 0 |
| Dec 2020 | $235.2M | $181.6M | $53.6M | 19 | 0 |
| Jun 2020 | $233.4M | $159.1M | $74.3M | 19 | 0 |
| Dec 2019 | $233.4M | $159.1M | $74.3M | 19 | 0 |
| Jul 2019 | $205.8M | $116.1M | $89.7M | 16 | 0 |
| Dec 2018 | $205.8M | $116.1M | $89.7M | 16 | 0 |
| Sep 2018 | $174.3M | $95.5M | $78.8M | 21 | 229 |
| Jan 2018 | $174.3M | $95.5M | $78.8M | 21 | 229 |
| Jun 2017 | $165M | $78.6M | $86.3M | 13 | 200 |
| Mar 2017 | $165M | $78.6M | $86.3M | 13 | 200 |
| Jan 2017 | $165M | $78.6M | $86.3M | 13 | 200 |
| Feb 2016 | $138M | $67.6M | $70.4M | 13 | 200 |
| Dec 2015 | $138M | $67.6M | $70.4M | 13 | 200 |
| Jan 2015 | $135M | $53.9M | $81.1M | 13 | 200 |
| Jan 2014 | $131.4M | $47.8M | $83.6M | 13 | 200 |
| Jan 2013 | $109.9M | $21.3M | $88.6M | 13 | 200 |
| Mar 2012 | $98.1M | $14.7M | $83.4M | 1 | 200 |
| Jan 2012 | $98.1M | $14.7M | $83.4M | 1 | 200 |
| Mar 2011 | $101.7M | $20.3M | $81.4M | 5 | -- |
| Jan 2011 | $101.7M | $20.3M | $81.4M | 5 | -- |
| Jan 2011 | $101.7M | $20.3M | $81.4M | 5 | -- |
| Dec 2010 | $45.7M | $0 | $45.7M | 5 | -- |
| Aug 2010 | $38.3M | $0 | $38.3M | 5 | -- |
| Jun 2010 | $38.3M | $0 | $38.3M | 5 | -- |
| May 2010 | $38.3M | $0 | $38.3M | 5 | -- |
| Oct 2009 | $38.3M | $0 | $38.3M | 5 | -- |
| Apr 2009 | $39.5M | $0 | $39.5M | 5 | -- |
| Jan 2008 | $47.5M | $0 | $47.5M | 5 | -- |
| Aug 2007 | $41.2M | $0 | $41.2M | 5 | -- |
| Jan 2007 | $41.2M | $0 | $41.2M | 5 | -- |
| Jan 2006 | $30.6M | $0 | $30.6M | 5 | -- |
DateDec 2025
Total AUM$605.7M
Discretionary$574.7M
Non-Disc.$30.9M
Employees17
Clients0
DateMay 2025
Total AUM$571.1M
Discretionary$539.5M
Non-Disc.$31.6M
Employees20
Clients1
DateJan 2025
Total AUM$571.1M
Discretionary$539.5M
Non-Disc.$31.6M
Employees20
Clients1
DateDec 2024
Total AUM$571.1M
Discretionary$539.5M
Non-Disc.$31.6M
Employees20
Clients1
DateDec 2023
Total AUM$488.4M
Discretionary$451.6M
Non-Disc.$36.9M
Employees23
Clients0
DateMar 2023
Total AUM$299.7M
Discretionary$269.6M
Non-Disc.$30.2M
Employees19
Clients0
DateDec 2022
Total AUM$299.7M
Discretionary$269.6M
Non-Disc.$30.2M
Employees19
Clients0
DateJul 2022
Total AUM$306.5M
Discretionary$245.9M
Non-Disc.$60.6M
Employees19
Clients0
DateMar 2022
Total AUM$306.5M
Discretionary$245.9M
Non-Disc.$60.6M
Employees19
Clients0
DateFeb 2022
Total AUM$306.5M
Discretionary$245.9M
Non-Disc.$60.6M
Employees19
Clients0
DateJan 2022
Total AUM$306.5M
Discretionary$245.9M
Non-Disc.$60.6M
Employees19
Clients0
DateDec 2021
Total AUM$306.5M
Discretionary$245.9M
Non-Disc.$60.6M
Employees19
Clients0
DateJul 2021
Total AUM$235.2M
Discretionary$181.6M
Non-Disc.$53.6M
Employees19
Clients0
DateDec 2020
Total AUM$235.2M
Discretionary$181.6M
Non-Disc.$53.6M
Employees19
Clients0
DateJun 2020
Total AUM$233.4M
Discretionary$159.1M
Non-Disc.$74.3M
Employees19
Clients0
DateDec 2019
Total AUM$233.4M
Discretionary$159.1M
Non-Disc.$74.3M
Employees19
Clients0
DateJul 2019
Total AUM$205.8M
Discretionary$116.1M
Non-Disc.$89.7M
Employees16
Clients0
DateDec 2018
Total AUM$205.8M
Discretionary$116.1M
Non-Disc.$89.7M
Employees16
Clients0
DateSep 2018
Total AUM$174.3M
Discretionary$95.5M
Non-Disc.$78.8M
Employees21
Clients229
DateJan 2018
Total AUM$174.3M
Discretionary$95.5M
Non-Disc.$78.8M
Employees21
Clients229
DateJun 2017
Total AUM$165M
Discretionary$78.6M
Non-Disc.$86.3M
Employees13
Clients200
DateMar 2017
Total AUM$165M
Discretionary$78.6M
Non-Disc.$86.3M
Employees13
Clients200
DateJan 2017
Total AUM$165M
Discretionary$78.6M
Non-Disc.$86.3M
Employees13
Clients200
DateFeb 2016
Total AUM$138M
Discretionary$67.6M
Non-Disc.$70.4M
Employees13
Clients200
DateDec 2015
Total AUM$138M
Discretionary$67.6M
Non-Disc.$70.4M
Employees13
Clients200
DateJan 2015
Total AUM$135M
Discretionary$53.9M
Non-Disc.$81.1M
Employees13
Clients200
DateJan 2014
Total AUM$131.4M
Discretionary$47.8M
Non-Disc.$83.6M
Employees13
Clients200
DateJan 2013
Total AUM$109.9M
Discretionary$21.3M
Non-Disc.$88.6M
Employees13
Clients200
DateMar 2012
Total AUM$98.1M
Discretionary$14.7M
Non-Disc.$83.4M
Employees1
Clients200
DateJan 2012
Total AUM$98.1M
Discretionary$14.7M
Non-Disc.$83.4M
Employees1
Clients200
DateMar 2011
Total AUM$101.7M
Discretionary$20.3M
Non-Disc.$81.4M
Employees5
Clients--
DateJan 2011
Total AUM$101.7M
Discretionary$20.3M
Non-Disc.$81.4M
Employees5
Clients--
DateJan 2011
Total AUM$101.7M
Discretionary$20.3M
Non-Disc.$81.4M
Employees5
Clients--
DateDec 2010
Total AUM$45.7M
Discretionary$0
Non-Disc.$45.7M
Employees5
Clients--
DateAug 2010
Total AUM$38.3M
Discretionary$0
Non-Disc.$38.3M
Employees5
Clients--
DateJun 2010
Total AUM$38.3M
Discretionary$0
Non-Disc.$38.3M
Employees5
Clients--
DateMay 2010
Total AUM$38.3M
Discretionary$0
Non-Disc.$38.3M
Employees5
Clients--
DateOct 2009
Total AUM$38.3M
Discretionary$0
Non-Disc.$38.3M
Employees5
Clients--
DateApr 2009
Total AUM$39.5M
Discretionary$0
Non-Disc.$39.5M
Employees5
Clients--
DateJan 2008
Total AUM$47.5M
Discretionary$0
Non-Disc.$47.5M
Employees5
Clients--
DateAug 2007
Total AUM$41.2M
Discretionary$0
Non-Disc.$41.2M
Employees5
Clients--
DateJan 2007
Total AUM$41.2M
Discretionary$0
Non-Disc.$41.2M
Employees5
Clients--
DateJan 2006
Total AUM$30.6M
Discretionary$0
Non-Disc.$30.6M
Employees5
Clients--