THE LEONARD MANAGEMENT GROUP INC
Legal name: THE LEONARD MANAGEMENT GROUP
CRD #104921 SEC #801-66465 AVON, CT 860-673-3237
SEC Registered
Total AUM
$28.9M
Discretionary
$28.9M
Employees
1
Clients
--
Accounts
45
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEONARD, JAMES, P | I | PRESIDENT | E | Control |
| LEONARD, JAMES, P | I | PRESIDENT | E | Control |
| LEONARD, JAMES, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEONARD, JAMES, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEONARD, JAMES, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEONARD, JAMES, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEONARD, JAMES, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEONARD, JAMES, PATRICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 12, 2012 REGISTERED
Notice Filings (1)
CT
Address
395 W AVON RDAVON, CT 06001
United States
Phone: 860-673-3237