RIA Intelligence

MILLER FLEMING & ASSOCIATES

Legal name: MILLER, FLEMING & ASSOCIATES

CRD #104923 SEC #801-2820 SAN FRANCISCO, CA 415-392-8577
SEC Registered
Total AUM
$38M
Discretionary
$38M
Employees
1
Clients
0
Accounts
22

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 14, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANNAMANTHODO, GUY, ANTHONYICHIEF COMPLIANCE OFFICERNA
ANNAMANTHODO, GUY, ANTHONYICHIEF COMPLIANCE OFFICERNA
ANNAMANTHODO, GUY, ANTHONYICHIEF COMPLIANCE OFFICERNA
ANNAMANTHODO, GUY, ANTHONYICHIEF COMPLIANCE OFFICERNA
ANNAMANTHODO, GUY, ANTHONYIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
ANNAMANTHODO, GUY, ANTHONYIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
ANNAMANTHODO, GUY, ANTHONYIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
ANNAMANTHODO, GUY, ANTHONYIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
ANNAMANTHODO, GUY, ANTHONYIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
MILLER, JOHN, FRANCISIPRESIDENT & CEOD Control
MILLER, JOHN, FRANCISIPRESIDENT & CEOD Control
MILLER, JOHN, FRANCISIPRESIDENT & CEOD Control
MILLER, JOHN, FRANCISIPRESIDENT & CEOD Control
MILLER, JOHN, FRANCISIPRESIDENT & CEOD Control
MILLER, JOHN, FRANCISIPRESIDENT & CEOD Control
FITZMAURICE, PATRICIA, EILLEENIVICE-PRESIDENT & TREASURERC Control
FITZMAURICE, PATRICIA, EILLEENIVICE-PRESIDENT & TREASURERC Control
FITZMAURICE, PATRICIA, EILLEENIVICE-PRESIDENT & TREASURERC Control
FITZMAURICE, PATRICIA, EILLEENIVICE-PRESIDENT & TREASURERC Control
FITZMAURICE, PATRICIA, EILLEENIVICE-PRESIDENT & TREASURERC Control
FITZMAURICE, PATRICIA, EILLEENIVICE-PRESIDENT & TREASURERC Control

Registrations

Federal

IA
May 14, 2012 REGISTERED

Notice Filings (1)

CA

Address

220 MONTGOMERY ST., STE 1069
SAN FRANCISCO, CA 94104
United States
Phone: 415-392-8577