DORSEY, WRIGHT & ASSOCIATES, LLC

CRD #104925 SEC #801-29045 RICHMOND, VA 804-320-8511

SEC Registered

Total AUM

$755.1M

Discretionary

$755.1M

Employees

Clients

Accounts

815

Firm Details

Organization Type: Limited Liability Company
State of Formation: Virginia
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 7, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BALL, JAMES, CHURCHILL	I	SENIOR VICE PRESIDENT	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BALL, JAMES, CHURCHILL	I	CHIEF TECHNOLOGY OFFICER	NA	Control
BRUCE, MARYANN	I	DIRECTOR	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	PRESIDENT	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	EXECUTIVE VICE PRESIDENT	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	PRESIDENT	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	CHIEF OPERATIONS OFFICER	NA	Control
DEROSIER, TAMMY, FRIDLEY	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	NA	Control
FRIEDMAN, ADENA, TESTA	I	DIRECTOR	NA	Control
FULTON, BENJAMIN, THOMAS	I	DIRECTOR	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GIEGERICH, SARA, FRAZIER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GOCHENOUR, SARA, FRAZIER	I	EXECUTIVE VICE PRESIDENT	NA	Control
GOCHENOUR, SARA, FRAZIER	I	EXECUTIVE VICE PRESIDENT	NA	Control
GOCHENOUR, SARA, FRAZIER	I	EXECUTIVE VICE PRESIDENT	NA	Control
GOCHENOUR, SARA, FRAZIER	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	SENIOR MANAGING DIRECTOR	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
GRAGNANI, JAY, MICHAEL	I	EXECUTIVE VICE PRESIDENT	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOHNSON, LISA, PATTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
KNIGHT, EDWARD, STANLEY	I	DIRECTOR	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
LEWIS, JOHN, GUNNARD	I	SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCCOLL, HUGH, LEON	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MCMAHAN, WILLIAM, EDWIN	I	DIRECTOR	NA	Control
MORRISON, SUSAN, LEIGH	I	SENIOR VICE PRESIDENT	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
MORRISON, SUSAN, LEIGH	I	CHIEF INVESTMENT OFFICER	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
OKEN, MARC, DENIS	I	DIRECTOR	NA	Control
SANDLER, MICHAEL, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SANDLER, MICHAEL, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SANDLER, MICHAEL, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SANDLER, MICHAEL, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SANDLER, MICHAEL, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHAVEL, LEE, MICHAEL	I	DIRECTOR	NA	Control
TAYLOR, TODD, HOLBROOK	I	DIRECTOR	NA	Control
TAYLOR, TODD, HOLBROOK	I	DIRECTOR	NA	Control
TAYLOR, TODD, HOLBROOK	I	DIRECTOR	NA	Control
TAYLOR, TODD, HOLBROOK	I	DIRECTOR	NA	Control
TAYLOR, TODD, HOLBROOK	I	DIRECTOR	NA	Control
TAYLOR, TODD, HOLBROOK	I	DIRECTOR	NA	Control
WADE, TERENCE, ROBERT	I	SENIOR VICE PRESIDENT	NA	Control
WADE, TERENCE, ROBERT	I	SENIOR VICE PRESIDENT	NA	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	NA	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
Wade, Terence	I	SENIOR VICE PRESIDENT	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
spurling, emily, elisabeth	I	SENIOR VICE PRESIDENT, NASDAQ	NA	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	E	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
DORSEY, THOMAS, JOHN	I	PRESIDENT	D	Control
PFCI, LLC	DE	OWNER	D	Control
PFCI, LLC	DE	OWNER	D	Control
PFCI, LLC	DE	OWNER	D	Control
PFCI, LLC	DE	OWNER	D	Control
PFCI, LLC	DE	OWNER	D	Control
PFCI, LLC	DE	OWNER	D	Control
PFCI, LLC	DE	OWNER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SECRETARY - TREASURER	D	Control
WRIGHT, WATSON, HOWELL	I	SECRETARY - TREASURER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SECRETARY - TREASURER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	D	Control
WRIGHT, WATSON, HOWELL	I	SECRETARY - TREASURER	D	Control
WRIGHT, WATSON, HOWELL	I	SECRETARY - TREASURER	D	Control
WRIGHT, WATSON, HOWELL	I	SECRETARY - TREASURER	D	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
DWA LEGACY HOLDINGS, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	OWNER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
GRANITE REDUX, INC.	DE	MANAGING MEMBER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
NASDAQ, INC.	DE	OWNER	C	Control
THE NASDAQ OMX GROUP, INC.	DE	OWNER	C	Control
THE NASDAQ OMX GROUP, INC.	DE	OWNER	C	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	C	Control
BALL, JAMES, CHURCHILL	I	SENIOR VICE PRESIDENT	B	Control
BALL, JAMES, CHURCHILL	I	SENIOR VICE PRESIDENT	B	Control
DEROSIER, TAMMY, FRIDLEY	I	EXECUTIVE VICE PRESIDENT	B	Control
DEROSIER, TAMMY, FRIDLEY	I	EXECUTIVE VICE PRESIDENT	B	Control
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
GRANITEBLOCK, INC.	DE	OWNER	B
MORRISON, SUSAN, LEIGH	I	SENIOR VICE PRESIDENT	B	Control
MORRISON, SUSAN, LEIGH	I	SENIOR VICE PRESIDENT	B	Control
BALL, JAMES, CHURCHILL	I	SENIOR VICE PRESIDENT	A	Control
DEROSIER, TAMMY, FRIDLEY	I	EXECUTIVE VICE PRESIDENT	A	Control
MORRISON, SUSAN, LEIGH	I	SENIOR VICE PRESIDENT	A	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	A	Control
WRIGHT, WATSON, HOWELL	I	SEC-TREASURER, CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFFURIAS EQUITY PARTNERS LLC	DE	FALFURRIAS CAPITAL PARTNERS, LP	F	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
FALFURRIAS CAPITAL PARTNERS,LP	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
NASDAQ, INC.	DE	GRANITE REDUX, INC.	E	Control
NASDAQ, INC.	DE	GRANITEBLOCK, INC.	E	Control
THE NASDAQ OMX GROUP, INC.	DE	GRANITE REDUX, INC.	E	Control
THE NASDAQ OMX GROUP, INC.	DE	GRANITEBLOCK, INC.	E	Control
THE NASDAQ OMX GROUP, INC.	DE	GRANITE REDUX, INC.	E	Control
THE NASDAQ OMX GROUP, INC.	DE	GRANITEBLOCK, INC.	E	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
DORSEY, THOMAS, JOHN	I	DWA LEGACY HOLDINGS, INC.	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control
GRANITE REDUX, INC.	DE	PFCI, LLC	D	Control

Registrations

Federal

Jul 7, 2025 REGISTERED

Notice Filings (48)

AK AL AR AZ CA CT DC DE FL GA IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

3300 W LEIGH STREET
RICHMOND, VA 23230
United States

Phone: 804-320-8511