SLOCUM GORDON & CO LLP
Legal name: SLOCUM, GORDON & CO. LLP
CRD #104929 SEC #801-14301 NEWPORT, RI 401-849-4900
SEC Registered
Total AUM
$225.2M
Discretionary
$225.2M
Employees
6
Clients
0
Accounts
267
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Moeller, Michael, Patrick | I | CHIEF COMPLIANCE OFFICER / DIRECTOR OF RESEARCH | NA | |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| DOUGLAS, BARCLAY | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| GORDON, JEFFREY, L. | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| SLOCUM, JOHN, JERMAIN | I | PARTNER | C | Control |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | PARTNER | B | Control |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | CHIEF COMPLIANCE OFFICER / PARTNER | B | |
| LINDH, KENNETH, MORGAN | I | PARTNER | B | |
| HATFIELD, PETER, C | I | PARTNER | A | Control |
| HATFIELD, PETER, C | I | PARTNER | A | Control |
| HATFIELD, PETER, C | I | PARTNER | A | Control |
| HATFIELD, PETER, C | I | PARTNER | A | Control |
| HATFIELD, PETER, C | I | PARTNER | A | Control |
| HATFIELD, PETER, C | I | PARTNER | A | Control |
Registrations
Federal
IA
Dec 5, 2025 REGISTERED
Notice Filings (7)
CT FL MA NH NY RI TX
Address
39 MILL STREETNEWPORT, RI 02840
United States
Phone: 401-849-4900