NBT CAPITAL MANAGEMENT, INC.
CRD #104932 SEC #801-30786 JOHNSON CITY, NY 607-584-4141
SEC Registered
Total AUM
$1.5B
Discretionary
$1.1B
Employees
15
Clients
251
Accounts
1,384
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 17, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BARTLOW, KATHLEEN, OGOZALY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| COGGINS, DOUGLAS, JON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGGINS, DOUGLAS, JON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGGINS, DOUGLAS, JON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coggins, Douglas, Jon | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coggins, Douglas, Jon | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOAG, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, RUTH, HALLEY | I | CEO | NA | Control |
| MAHONEY, RUTH, HALLEY | I | CEO | NA | Control |
| MAHONEY, RUTH, HALLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MAHONEY, RUTH, HALLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MAHONEY, RUTH, HALLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEL COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | VP/COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEL COMPLIANCE OFFICER | NA | Control |
| MURPHY, BRIAN, JOSEPH | I | CHIEL COMPLIANCE OFFICER | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| ORTA, MANUEL, S | I | CEO | NA | Control |
| REVOIR, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REVOIR, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REVOIR, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REVOIR, LEONA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, CYNTHIA, ROBINSON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | NA | Control |
| VOSS, BRIAN A. | DE | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOSS, BRIAN, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOSS, BRIAN, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOSS, BRIAN, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOSS, BRIAN, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VOSS, BRIAN, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, TODD, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NBT BANK, N.A | DE | SOLE STOCKHOLDER | E | Control |
| NBT BANK, N.A | DE | SOLE STOCKHOLDER | E | Control |
| NBT BANK, N.A | DE | SOLE STOCKHOLDER | E | Control |
| NBT BANK, N.A | DE | SOLE STOCKHOLDER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| NBT BANK, N.A. | DE | OWNER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,VP,TREASURER, SECRETARY,CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,VP,TREASURER, SECRETARY,CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,VP,TREASURER, SECRETARY,CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT & TREASURER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT,SECRETARY,CHIEF EXECUTIVE OFFICER | D | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT & TREASURER | D | Control |
| SEDOR, ROBERT, MICHAEL | I | VICE-PRESIDENT & SECRETARY | D | Control |
| SEDOR, ROBERT, MICHAEL | I | VICE-PRESIDENT & SECRETARY | D | Control |
| SEDOR, ROBERT, MICHAEL | I | VICE-PRESIDENT & SECRETARY | D | Control |
| SEDOR, ROBERT, MICHAEL | I | VICE-PRESIDENT & SECRETARY | D | Control |
| SEDOR, ROBERT, MICHAEL | I | VICE-PRESIDENT & SECRETARY | D | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| GASPER, THOMAS, RICHARD | I | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | C | Control |
| ROSPLOCK, HELEN, MARGARET | I | TREASURER | C | Control |
| ROSPLOCK, KENNETH, DALE | I | PRESIDENT | C | Control |
| SEDOR, ROBERT, MICHAEL | I | SECRETARY | C | Control |
Registrations
Federal
IA
Jun 17, 2025 REGISTERED
Notice Filings (22)
AL CA DC FL GA IA IL IN LA ME MO NC NE NH NY OH PA SC TN TX VA WI
Address
331 MAIN STREETSUITE 1
JOHNSON CITY, NY 13790-3330
United States
Phone: 607-584-4141